Broker Dealer Compliance Officer in united states (1000+)
1 month ago
Broker Dealer Compliance Officer
BTG Pactual
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Asset Management · Banking · Public
Miami
Full-time
Onsite
Mid Level
3+ years expLess than 25 applicants
Comp. & Benefits
2 days ago
Broker Dealer Compliance Officer
Fortune 500
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Staffing & Recruiting · Early Stage
NYC Metro AreaContractOnsiteEntry, Mid, Senior Level52 applicants
2 weeks ago
Broker Dealer Regulatory Governance Advisory Compliance Officer
SMBC Group
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Advice · Banking · Late Stage
New York, NYFull-time
$139K/yr - $200K/yrHybridMid, Senior Level59 applicants
H1B Sponsor Likely
1 week ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
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Banking · Financial Services · Late Stage
New York, NYFull-time$270K/yr - $303K/yrOnsiteDirector/Executive10+ years exp27 applicants
H1B Sponsor Likely
4 days ago
Marketing Compliance Broker/Dealer Officer
TCW
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Asset Management · Finance · Late Stage
Los Angeles, CAFull-time$115K/yr - $150K/yrHybridSenior Level6+ years exp49 applicants
H1B Sponsor Likely
1 week ago
Compliance Officer - Broker Dealer
Phaxis
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Delivery · Human Resources · Growth Stage
New York, NYContract$60/hr - $70/hrOnsiteSenior Level5+ years expLess than 25 applicants
19 hours agoBe an early applicant
Compliance Officer-Broker Dealer Advisory
Atlas Search
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Finance · Recruiting · Growth Stage
NYC Metro AreaFull-time$150K/yr - $200K/yrHybridMid LevelLess than 25 applicants
Growth Opportunities
1 day agoBe an early applicant
Broker Dealer Compliance Officer
Mission Staffing
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Finance · Recruiting · Growth Stage
NYC Metro AreaContract$60/hr - $65/hrOnsiteSenior Level5+ years expLess than 25 applicants
6 days ago
VP Compliance Officer - Broker Dealer
JCW Group
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Human Resources · Recruiting · Growth Stage
New York, United StatesFull-timeOnsiteSenior Level, Lead/Staff, Director/Executive7+ years exp69 applicants
Growth Opportunities
1 month ago
Compliance Officer - Brokerage - Securities Admin
WesBanco
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Banking · Finance · Public
Sissonville, WVFull-timeHybridMid Level3+ years expLess than 25 applicants
Growth Opportunities
2 weeks ago
Security Based Swap Dealer Senior Compliance Officer
StoneX Group Inc.
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Finance · Financial Services · Public
Atlanta, GAFull-time$150K/yr - $190K/yrHybridSenior Level7+ years expLess than 25 applicants
No H1B
2 weeks ago
Vice President - Senior Swap Dealer Compliance Officer
BNP Paribas
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Banking · Consumer Lending · Public
Jersey City, NJFull-time$115K/yr - $200K/yrOnsiteMid, Senior Level5+ years exp43 applicants
1 month ago
Compliance Officer - Brokerage - Securities Admin
WesBanco
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Banking · Finance · Public
Parkersburg, WV, 26102-0400, United StatesFull-timeOnsiteMid Level91 applicants
Growth Opportunities1 month ago
Compliance Officer - Brokerage - Securities Admin
WesBanco
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Banking · Finance · Public
Bowie, MDFull-time$70K/yr - $73K/yrHybridMid Level3+ years expLess than 25 applicants
Growth Opportunities
1 hour agoBe an early applicant
Compliance Officer – Fixed Income Sales & Trading - Credit - Vice President
Deutsche Bank
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Banking · Finance · Public
New York, NYFull-time$125K/yr - $203K/yrHybridMid, Senior LevelLess than 25 applicants
11 hours ago
Compliance Officer-Credit Cards
City National Bank
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Banking · Finance · Public
Newark, DEFull-time$77K/yr - $143K/yrOnsiteMid, Senior Level5+ years exp40 applicants
H1B Sponsor Likely
8 hours agoBe an early applicant
Compliance Officer I
Massachusetts Department of Public Utilities
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Government Administration · Growth Stage
Boston, MAPart-time$58K/yr - $83K/yrOnsiteEntry Level2+ years expLess than 25 applicants
17 hours agoBe an early applicant
Compliance Officer (Advisory), Remote
Byline Bank
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Asset Management · Banking · Public
United StatesFull-time$86K/yr - $115K/yrRemoteMid, Senior Level5+ years expLess than 25 applicants
No H1B
17 hours agoBe an early applicant
Consumer Compliance Officer
Banesco USA
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Banking · Finance · Growth Stage
Miami, FL, USFull-timeHybridSenior Level5+ years expLess than 25 applicants
9 hours ago
Deputy Compliance Officer
Bitcoin Depot
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E-Commerce · Finance · Public
United StatesFull-timeRemoteSenior Level5+ years exp90 applicants
Growth Opportunities