Broker Dealer Regulatory Governance Advisory Compliance Officer in United States (1000+)
Broker Dealer Regulatory Governance Advisory Compliance OfficerFull-timeContractPart-timeInternshipOnsiteRemoteHybridIntern/New GradEntry Level
9 hours ago
Compliance Advisory Associate - Private Side, Broker-Dealer
SMBC Group
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Financial Services · Late Stage
Jersey City, NJ
Full-time
$82K/yr - $140K/yr
Hybrid
Mid, Senior Level
4+ years exp36 applicants
H1B Sponsor Likely
26 minutes ago
Consumer & Commercial Loan Regulatory Compliance – Senior Advisor
Santander
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Banking · Public
DallasFull-time$90K/yr - $165K/yrOnsiteSenior Level, Lead/Staff9+ years exp64 applicants
Comp. & Benefits
3 hours agoBe an early applicant
compliance advisor
Republic Services
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Environmental Services · Public
Daly City, CAFull-time$27.35/hr - $37.62/hrOnsiteNew Grad, Entry LevelLess than 25 applicants
4 hours agoBe an early applicant
SSDLC Risk and Compliance Advisor I - Risk and Control Testing (Mid Level)
USAA
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Financial Services · Late Stage
Tampa, FLFull-time$85K/yr - $163K/yrOnsiteMid Level4+ years expLess than 25 applicants
No H1B
5 hours ago
Compliance Advisor
Texas Bankers Association
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Banking · Growth Stage
United StatesFull-timeRemoteMid Level3+ years exp39 applicants
4 hours agoBe an early applicant
Capital Markets & Securities Attorney
Platinum Legal Search Group, LLC
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Early Stage
New York, NYFull-timeOnsiteSenior Level, Lead/Staff8+ years expLess than 25 applicants
2 hours ago
Compliance Officer, Lead Expert Networks
Balyasny Asset Management L.P.
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Late Stage
New York, NYFull-time$115K/yr - $190K/yrOnsiteSenior Level5+ years exp35 applicants
Growth OpportunitiesH1B Sponsor Likely
4 hours agoBe an early applicant
Financial and Regulatory Consultant - Principal
American Electric Power
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Utilities · Public
Columbus, OHFull-time$98K/yr - $127K/yrOnsiteSenior Level, Lead/Staff6+ years expLess than 25 applicants
3 hours agoBe an early applicant
Data Sharing Compliance Officer
State of Iowa - Executive Branch
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Government Administration · Late Stage
Des Moines, IAFull-timeOnsiteMid, Senior Level5+ years expLess than 25 applicants
No H1B
3 hours agoBe an early applicant
Data Sharing Compliance Officer
NEOGOV
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Computer Software · Late Stage
Des Moines - 50319 - Polk County, IAFull-time$69K/yr - $106K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
No H1B
22 minutes agoBe an early applicant
Corporate Transactional Paralegal (San Francisco)
Sheppard Mullin
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Law Practice · Late Stage
San Francisco, CAFull-time$53/hr - $86/hrHybridSenior Level, Lead/Staff8+ years expLess than 25 applicants
H1B Sponsor Likely
1 hour agoBe an early applicant
Compliance Officer
State of South Carolina
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Government Administration · Late Stage
Lexington County, SCFull-timeOnsiteMid Level4+ years expLess than 25 applicants
3 hours agoBe an early applicant
Senior Financial Crimes Consultant (contract)
Wells Fargo
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Financial Services · Public
Charlotte, NCContractHybridSenior LevelLess than 25 applicants
No H1B
2 hours agoBe an early applicant
Paralegal I - Corporate Governance Securities Finance
Sherwin-Williams
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Chemicals · Public
Cleveland, OHFull-timeOnsiteMid, Senior Level2+ years expLess than 25 applicants
3 hours agoBe an early applicant
Finance Attorney
LHH
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Late Stage
Northern Virginia, VAFull-time$225K/yr - $365K/yrOnsiteEntry, Mid Level1+ years expLess than 25 applicants
4 hours agoBe an early applicant
Director – LIHTC / Affordable Housing Tax Credit Advisory
Confidential
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Early Stage
United StatesFull-timeRemoteDirector/Executive10+ years expLess than 25 applicants
3 hours agoBe an early applicant
Compliance Officer (Investment Securities)
Revolut
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Financial Services · Late Stage
United StatesFull-timeRemoteSenior Level, Lead/Staff10+ years expLess than 25 applicants
Comp. & Benefits
8 hours ago
Regulatory Compliance Officer
Mitsubishi UFJ Trust and Banking Corporation, New York Branch
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Growth Stage
NYC Metro AreaFull-time$160K/yr - $185K/yrOnsiteSenior Level, Lead/Staff10+ years exp27 applicants
1 hour ago
Philanthropic Trust Advisor - JD
Regions Bank
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Banking · Late Stage
Orlando, FLFull-time$94K/yr - $116K/yrOnsiteMid, Senior Level6+ years exp26 applicants
3 hours agoBe an early applicant
Transactional Attorney (Structured Finance & Securitization)
Atlantic Group
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Staffing & Recruiting · Growth Stage
New York, NYFull-time$300K/yr - $350K/yrHybridSenior Level5+ years expLess than 25 applicants
Growth Opportunities