Broker Dealer Regulatory Governance Advisory Compliance Officer in united states (1000+)
2 days ago
Broker Dealer Regulatory Governance Advisory Compliance Officer
SMBC Group
/
Advice · Banking · Late Stage
New York, NY
Full-time
$139K/yr - $200K/yr
Hybrid
Mid, Senior Level68 applicants
H1B Sponsor Likely
2 weeks ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
/
Banking · Financial Services · Late Stage
New York, NYFull-time$270K/yr - $303K/yrOnsiteDirector/Executive
10+ years exp37 applicants
H1B Sponsor Likely
1 week ago
Broker Dealer Compliance Officer
Fortune 500
/
Staffing & Recruiting · Early Stage
NYC Metro AreaContractOnsiteEntry, Mid, Senior Level73 applicants
2 weeks ago
Compliance Officer - Broker Dealer
Phaxis
/
Delivery · Human Resources · Growth Stage
New York, NYContract$60/hr - $70/hrOnsiteSenior Level5+ years expLess than 25 applicants
1 month ago
Broker Dealer Compliance Officer
BTG Pactual
/
Asset Management · Banking · Public
MiamiFull-timeOnsiteMid Level3+ years expLess than 25 applicants
Comp. & Benefits
1 week ago
Marketing Compliance Broker/Dealer Officer
TCW
/
Asset Management · Finance · Late Stage
Los Angeles, CAFull-time$115K/yr - $150K/yrHybridSenior Level6+ years exp48 applicants
H1B Sponsor Likely
1 week ago
VP Compliance Officer - Broker Dealer
JCW Group
/
Human Resources · Recruiting · Growth Stage
New York, United StatesFull-timeOnsiteSenior Level, Lead/Staff, Director/Executive7+ years exp71 applicants
Growth Opportunities
5 hours agoBe an early applicant
Senior Compliance Advisory
East West Bank
/
Banking · Finance · Public
Pasadena, CAFull-time$130K/yr - $200K/yrOnsiteSenior Level, Lead/Staff10+ years expLess than 25 applicants
Comp. & BenefitsNo H1B
59 minutes agoBe an early applicant
Compliance Advisor II
L.A. Care Health Plan
/
Fitness · Government · Late Stage
Los Angeles, CAFull-time$77K/yr - $124K/yrOnsiteMid Level3+ years expLess than 25 applicants
1 hour agoBe an early applicant
Finance Consultant
Golden Legacy Financial
/
Financial Services · Early Stage
United StatesFull-time$2,500/mo - $20,000/moRemoteNew Grad, Entry LevelLess than 25 applicants
No H1B
5 hours agoBe an early applicant
Capital Markets Consultant
Infosys
/
Consulting · Information Services · Public
Dallas, TXFull-time$76K/yr - $99K/yrOnsiteMid Level4+ years expLess than 25 applicants
No H1B
6 hours agoBe an early applicant
Fixed Income Operations Advisor
Raymond James
/
Banking · Financial Services · Public
Memphis, TNFull-timeOnsiteEntry, Mid Level2+ years expLess than 25 applicants
Growth OpportunitiesH1B Sponsor Likely
6 hours agoBe an early applicant
Risk Advisory Services Principal - Asset Management
Baker Tilly US
/
Accounting · Late Stage
Philadelphia, PAFull-timeOnsiteLead/Staff12+ years expLess than 25 applicants
H1B Sponsor Likely
6 hours agoBe an early applicant
Risk Management Advisor I
AltaMed Health Services
/
Fitness · Health Care · Late Stage
Commerce, CAFull-time$78K/yr - $97K/yrHybridNew Grad, Entry Level0+ years expLess than 25 applicants
8 hours ago
Risk Advisory Services Principal
Baker Tilly
/
Accounting · Consulting · Late Stage
USA CA Santa ClaraFull-timeOnsiteLead/Staff12+ years exp54 applicants
H1B Sponsor Likely
8 hours agoBe an early applicant
Treasury Consultant
BMO U.S.
/
Banking · Late Stage
Chicago, ILFull-time$74K/yr - $138K/yrOnsiteSenior Level, Lead/Staff10+ years expLess than 25 applicants
H1B Sponsor Likely
12 hours agoBe an early applicant
MSP Compliance Advisor
Verisk
/
Analytics · Financial Services · Public
Bradenton, FLFull-timeHybridEntry, Mid Level1+ years expLess than 25 applicants
16 hours ago
Compliance Advisory Specialist II
Origin Bank
/
Banking · Finance · Public
Fort Worth, TXFull-timeOnsiteMid Level3+ years exp41 applicants
Growth Opportunities6 hours agoBe an early applicant
Risk Advisory Services Principal - Asset Management
Baker Tilly US
/
Accounting · Late Stage
State College, PAFull-timeOnsiteLead/Staff12+ years expLess than 25 applicants
H1B Sponsor Likely8 hours ago
Risk Advisory Services Principal - Asset Management
Baker Tilly
/
Accounting · Consulting · Late Stage
USA PA PittsburghFull-timeOnsiteLead/Staff12+ years exp66 applicants
H1B Sponsor Likely