Capital Markets Compliance Analyst Series 24 Broker Dealer Supervision in united states (1000+)

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1 week ago
Capital Markets Compliance Analyst- Series 24/Broker-Dealer Supervision
Regions Bank
/
Banking · Insurance · Late Stage
Atlanta, GA
Full-time
$95K/yr - $122K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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8 hours ago
Broker Dealer Compliance Analyst
FIS
/
Banking · Financial Services · Public
Bolingbrook, IL
Full-time
$59K/yr - $97K/yr
Onsite
Entry, Mid Level
2+ years exp
100 applicants


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1 day agoBe an early applicant
Compliance Analyst - Broker Dealer Support
Hartford Funds
/
Asset Management · Banking · Growth Stage
Wayne, PA
Full-time
Hybrid
Entry, Mid Level
2+ years exp
Less than 25 applicants


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2 weeks ago
Assurance Manager - Broker Dealer/Capital Markets
RSM US LLP
/
Accounting · Consulting · Late Stage
Chicago, IL
Full-time
$90K/yr - $170K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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Growth Opportunities
No H1B

3 days ago
Broker Dealer Compliance Analyst
Aspida
/
Finance · Financial Services · Growth Stage
Durham, NC
Full-time
Hybrid
Senior Level
5+ years exp
95 applicants


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Growth Opportunities

2 weeks ago
Compliance Analyst - Capital Markets Branch Oversight
Baird
/
Financial Services · Late Stage
Milwaukee, WI
Full-time
Hybrid
Entry, Mid Level
1+ years exp
29 applicants


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Growth Opportunities

1 week ago
Marketing Compliance Broker/Dealer Officer
TCW
/
Asset Management · Finance · Late Stage
Los Angeles, CA
Full-time
$115K/yr - $150K/yr
Hybrid
Senior Level
6+ years exp
48 applicants


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H1B Sponsor Likely

2 weeks ago
Compliance Supervisor - Broker Dealer
NewEdge Capital Group
/
Advice · Finance · Growth Stage
Pittsburgh, PA
Full-time
Onsite
Mid, Senior Level
2+ years exp
Less than 25 applicants


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1 week ago
Senior Compliance Analyst (Broker-Dealer)
Atlantic Group
/
B2B · Human Resources · Growth Stage
New York, NY
Full-time
$95K/yr - $125K/yr
Hybrid
Mid, Senior Level
3+ years exp
Less than 25 applicants


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Growth Opportunities

3 weeks ago
Internal Auditor Broker Dealer Capital Markets
Artius Solutions
/
Consulting · Information Technology · Early Stage
New York, NY
Contract
$80/hr - $95/hr
Hybrid
Senior Level, Lead/Staff, Director/Executive
10+ years exp
37 applicants


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1 week ago
Investment Banking Senior Associate/Vice President | Broker-Dealer & Capital Markets
Houlihan Lokey
/
Banking · Finance · Public
New York, NY, USA
Full-time
$200K/yr - $250K/yr
Onsite
Mid, Senior Level
5+ years exp
53 applicants


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Growth Opportunities
H1B Sponsor Likely

3 months ago
Senior Vice President - Compliance (Capital Markets Supervisory)
PJT Partners
/
Advice · Asset Management · Public
New York
Full-time
$175K/yr - $200K/yr
Onsite
Mid, Senior Level
5+ years exp
58 applicants


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Growth Opportunities
H1B Sponsor Likely

3 months ago
Assurance Manager - Broker Dealer/Capital Markets
RSM US LLP
/
Accounting · Consulting · Late Stage
Dallas
Full-time
$90K/yr - $170K/yr
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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Growth Opportunities
No H1B

4 months ago
Broker Dealer Compliance Analyst
FIS
/
Banking · Financial Services · Public
US IL BOL 270 SteA
Full-time
$59K/yr - $97K/yr
Onsite
Entry, Mid Level
2+ years exp
69 applicants


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11 minutes agoBe an early applicant
Sr Trade Compliance Analyst
Honeywell
/
Aerospace · Electronics · Public
Charlotte, NC
Full-time
Hybrid
Mid, Senior Level
3+ years exp
Less than 25 applicants


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Growth Opportunities
No H1B

3 hours agoBe an early applicant
Senior Compliance Analyst (MS), Anti-Money Laundering)
ACA Group
/
Consulting · Cyber Security · Late Stage
Florida, United States
Full-time
Onsite
Mid, Senior Level
1+ years exp
Less than 25 applicants


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2 hours agoBe an early applicant
Financial Analyst - Capital Markets
Zekelman Industries
/
Building Material · Manufacturing · Late Stage
Chicago, IL
Full-time
$60K/yr - $73K/yr
Hybrid
Entry Level
1+ years exp
Less than 25 applicants


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3 hours ago
Equity Research - Enterprise Software - Analyst
JPMorganChase
/
Asset Management · Banking · Public
390 Madison Ave, New York, NY, 10017, US
Full-time
$110K/yr - $125K/yr
Onsite
Entry Level
2+ years exp
98 applicants


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Growth Opportunities
H1B Sponsor Likely

10 hours ago
Compliance Analyst - FCM (Futures Commission Merchant)
Crypto.com
/
Financial Services · Late Stage
United States
Full-time
$70K/yr - $100K/yr
Remote
Mid Level
3+ years exp
125 applicants


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8 hours agoBe an early applicant
Senior Analyst - Trade Compliance
United Airlines
/
Hospitality · In-Flight Entertainment · Public
Arlington Heights, IL
Full-time
$82K/yr - $107K/yr
Onsite
Mid, Senior Level
3+ years exp
Less than 25 applicants


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MATCH SCORE
No H1B