Compliance Officer Broker Dealer in united states (1000+)
2 weeks ago
Broker Dealer Regulatory Governance Advisory Compliance Officer
SMBC Group
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Advice · Banking · Late Stage
New York, NY
Full-time
$139K/yr - $200K/yr
Hybrid
Mid, Senior Level59 applicants
H1B Sponsor Likely
2 weeks ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
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Banking · Financial Services · Late Stage
New York, NYFull-time$270K/yr - $303K/yrOnsiteDirector/Executive
10+ years exp32 applicants
H1B Sponsor Likely
1 month ago
Broker Dealer Compliance Officer
BTG Pactual
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Asset Management · Banking · Public
MiamiFull-timeOnsiteMid Level3+ years expLess than 25 applicants
Comp. & Benefits
5 days ago
Marketing Compliance Broker/Dealer Officer
TCW
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Asset Management · Finance · Late Stage
Los Angeles, CAFull-time$115K/yr - $150K/yrHybridSenior Level6+ years exp49 applicants
H1B Sponsor Likely
4 days ago
Broker Dealer Compliance Officer
Fortune 500
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Staffing & Recruiting · Early Stage
NYC Metro AreaContractOnsiteEntry, Mid, Senior Level58 applicants
1 week ago
Compliance Officer - Broker Dealer
Phaxis
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Delivery · Human Resources · Growth Stage
New York, NYContract$60/hr - $70/hrOnsiteSenior Level5+ years expLess than 25 applicants
2 days ago
Compliance Officer-Broker Dealer Advisory
Atlas Search
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Finance · Recruiting · Growth Stage
NYC Metro AreaFull-time$150K/yr - $200K/yrHybridMid Level31 applicants
Growth Opportunities
1 week ago
VP Compliance Officer - Broker Dealer
JCW Group
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Human Resources · Recruiting · Growth Stage
New York, United StatesFull-timeOnsiteSenior Level, Lead/Staff, Director/Executive7+ years exp69 applicants
Growth Opportunities
3 days agoBe an early applicant
Broker Dealer Compliance Officer
Mission Staffing
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Finance · Recruiting · Growth Stage
NYC Metro AreaContract$60/hr - $65/hrOnsiteSenior Level5+ years expLess than 25 applicants
23 minutes agoBe an early applicant
Compliance Officer
Palmer Square Capital Management LLC
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Consulting · Finance · Public
Mission, KSFull-timeOnsiteEntry, Mid Level2+ years expLess than 25 applicants
59 minutes agoBe an early applicant
Compliance Officer
Da Vinci
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Finance · Financial Services · Growth Stage
Miami, FLFull-time$150K/yr - $150K/yrOnsiteMid, Senior Level3+ years expLess than 25 applicants
Growth Opportunities
4 hours ago
Compliance Officer
Man Group
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Financial Services · Late Stage
MassachusettsFull-time$130K/yr - $140K/yrOnsiteMid Level3+ years exp54 applicants
Culture & Values
9 hours ago
Compliance Officer
Golub Capital
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Credit · Finance · Late Stage
Chicago, ILFull-time$150K/yr - $200K/yrHybridSenior Level, Lead/Staff8+ years exp72 applicants
Comp. & BenefitsH1B Sponsor Likely
5 hours agoBe an early applicant
Compliance Officer
Man Group
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Financial Services · Late Stage
Boston, MAFull-time$130K/yr - $140K/yrOnsiteMid Level3+ years expLess than 25 applicants
Culture & Values
14 hours agoBe an early applicant
Compliance Officer
Farmers & Merchants Bank of Long Beach
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Banking · Financial Services · Public
Lakewood, CAFull-timeOnsiteSenior Level, Lead/Staff10+ years expLess than 25 applicants
22 hours agoBe an early applicant
Compliance Officer - Mortgages
UBS
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Asset Management · Banking · Public
Tennessee, United StatesFull-time$176K/yr - $229K/yrOnsiteSenior Level, Lead/Staff10+ years expLess than 25 applicants
H1B Sponsor Likely
1 day agoBe an early applicant
Compliance Officer
Diversify Advisor Network
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Finance · Insurance · Growth Stage
United StatesFull-timeRemoteLead/Staff, Director/Executive5+ years expLess than 25 applicants
19 hours agoBe an early applicant
Risk and Compliance Officer - Consumer Lending
Members 1st Federal Credit Union
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Banking · Financial Services · Late Stage
Enola, PAFull-timeOnsiteSenior Level5+ years expLess than 25 applicants
23 hours agoBe an early applicant
Compliance Officer - Mortgages
UBS
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Asset Management · Banking · Public
North Carolina, United StatesFull-time$176K/yr - $229K/yrOnsiteSenior Level, Lead/Staff10+ years expLess than 25 applicants
H1B Sponsor Likely
20 hours agoBe an early applicant
REGULATORY COMPLIANCE OFFICER
The City of Rocky Mount
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Government · Human Resources · Late Stage
Rocky Mount, NCFull-timeOnsiteMid, Senior Level5+ years expLess than 25 applicants
