Compliance Officer Broker Dealer Advisory in united states (1000+)
18 hours ago
Broker Dealer Regulatory Governance Advisory Compliance Officer
SMBC Group
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Advice · Banking · Late Stage
New York, NY
Full-time
$139K/yr - $200K/yr
Hybrid
Mid, Senior Level64 applicants
H1B Sponsor Likely18 hours ago
Associate, Broker-Dealer Private Side Compliance Advisory
SMBC Group
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Advice · Banking · Late Stage
New York, NYFull-time$82K/yr - $140K/yrHybridMid Level
4+ years exp38 applicants
H1B Sponsor Likely
4 days ago
Compliance Officer-Broker Dealer Advisory
Atlas Search
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Finance · Recruiting · Growth Stage
NYC Metro AreaFull-time$150K/yr - $200K/yrHybridMid Level50 applicants
Growth Opportunities
2 weeks ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
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Banking · Financial Services · Late Stage
New York, NYFull-time$270K/yr - $303K/yrOnsiteDirector/Executive10+ years exp32 applicants
H1B Sponsor Likely
1 month ago
Broker Dealer Compliance Officer
BTG Pactual
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Asset Management · Banking · Public
MiamiFull-timeOnsiteMid Level3+ years expLess than 25 applicants
Comp. & Benefits
1 week ago
Marketing Compliance Broker/Dealer Officer
TCW
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Asset Management · Finance · Late Stage
Los Angeles, CAFull-time$115K/yr - $150K/yrHybridSenior Level6+ years exp48 applicants
H1B Sponsor Likely
6 days ago
Broker Dealer Compliance Officer
Fortune 500
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Staffing & Recruiting · Early Stage
NYC Metro AreaContractOnsiteEntry, Mid, Senior Level69 applicants
1 week ago
Compliance Officer - Broker Dealer
Phaxis
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Delivery · Human Resources · Growth Stage
New York, NYContract$60/hr - $70/hrOnsiteSenior Level5+ years expLess than 25 applicants
2 weeks ago
Compliance Advisory Associate - Private Side, Broker-Dealer
SMBC Group
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Advice · Banking · Late Stage
Jersey City, NJFull-time$82K/yr - $140K/yrHybridMid, Senior Level4+ years exp43 applicants
H1B Sponsor Likely
1 week ago
VP Compliance Officer - Broker Dealer
JCW Group
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Human Resources · Recruiting · Growth Stage
New York, United StatesFull-timeOnsiteSenior Level, Lead/Staff, Director/Executive7+ years exp69 applicants
Growth Opportunities
5 days agoBe an early applicant
Broker Dealer Compliance Officer
Mission Staffing
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Finance · Recruiting · Growth Stage
NYC Metro AreaContract$60/hr - $65/hrOnsiteSenior Level5+ years expLess than 25 applicants
18 hours agoBe an early applicant
Senior Compliance Officer – Capital Markets
PJT Partners
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Advice · Asset Management · Public
New York, United StatesFull-time$175K/yr - $200K/yrOnsiteSenior Level5+ years expLess than 25 applicants
Growth OpportunitiesH1B Sponsor Likely
19 hours agoBe an early applicant
Security Based Swap Dealer Senior Compliance Officer
StoneX Group Inc.
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Finance · Financial Services · Public
Winter Park, FLFull-time$150K/yr - $190K/yrHybridSenior Level7+ years expLess than 25 applicants
No H1B
18 hours ago
Sr. Compliance Officer
Invesco
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Finance · Financial Services · Late Stage
Houston, TXFull-time$110K/yr - $125K/yrOnsiteMid, Senior Level4+ years exp36 applicants
20 hours agoBe an early applicant
Security Based Swap Dealer Senior Compliance Officer
StoneX Group Inc.
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Finance · Financial Services · Public
Miami, FLFull-time$150K/yr - $190K/yrHybridSenior Level7+ years expLess than 25 applicants
No H1B
18 hours ago
Sr. Compliance Officer
Invesco
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Finance · Financial Services · Late Stage
Atlanta, GAFull-time$110K/yr - $125K/yrOnsiteMid, Senior Level4+ years exp31 applicants
1 day agoBe an early applicant
Compliance Officer
STRIDE LEARNING
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Business Development · Consulting · Early Stage
Cheyenne, WYFull-timeOnsiteMid Level3+ years expLess than 25 applicants
1 day ago
Compliance Officer-Deposits
City National Bank
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Banking · Finance · Public
New York, NYFull-time$77K/yr - $143K/yrOnsiteSenior Level5+ years exp58 applicants
H1B Sponsor Likely
2 days ago
Compliance Officer
Halcyon Days Consulting, LLC
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Computer Software · Early Stage
Stevensville, MDFull-time$80K/yr - $110K/yrOnsiteMid, Senior Level5+ years exp47 applicants
1 day ago
Investments Compliance Officer
Invesco
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Finance · Financial Services · Late Stage
Houston, TXFull-timeOnsiteMid Level3+ years exp37 applicants
