Deputy Compliance Officer Registered Investment Advisor in united states (1000+)
3 days ago
Deputy Compliance Officer - Registered Investment Advisor
Conselium Compliance Search
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Recruiting · Staffing Agency · Early Stage
Dallas, TX
Full-time
Onsite
Mid Level27 applicants
1 week ago
Regional Compliance Officer (West) - Key Investment Services (KIS)
KeyBank
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Banking · Late Stage
United StatesFull-time
$71K/yr - $125K/yrOnsiteMid, Senior Level
5+ years exp46 applicants
2 weeks ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
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Banking · Financial Services · Late Stage
New York, NYFull-time$270K/yr - $303K/yrOnsiteDirector/Executive10+ years exp31 applicants
H1B Sponsor Likely
3 days ago
Compliance Analyst – Registered Investment Advisors
Natixis Investment Managers
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Asset Management · Financial Services · Growth Stage
Boston, MAFull-time$70K/yr - $90K/yrHybridMid Level3+ years exp93 applicants
1 week ago
Regional Compliance Officer - Key Investment Services (KIS)
KeyBank
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Banking · Late Stage
Brooklyn, OHFull-time$71K/yr - $125K/yrHybridSenior Level5+ years expLess than 25 applicants
3 hours agoBe an early applicant
Compliance Officer
Farmers & Merchants Bank of Long Beach
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Banking · Financial Services · Public
Lakewood, CAFull-timeOnsiteSenior Level, Lead/Staff10+ years expLess than 25 applicants
3 hours agoBe an early applicant
Senior Trust Officer
FAMU National Alumni Association
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Non-profit Organization Management · Early Stage
Chevy Chase, MDFull-time$98K/yr - $210K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
7 hours agoBe an early applicant
Senior Compliance Advisor
Fidelity Investments
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Asset Management · Finance · Late Stage
Covington, KYFull-timeHybridSenior LevelLess than 25 applicants
Growth OpportunitiesNo H1B
6 hours agoBe an early applicant
Senior Compliance Professional
WSP in the U.S.
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Association · Banking · Late Stage
Kennesaw, GAFull-timeHybridSenior Level7+ years expLess than 25 applicants
10 hours agoBe an early applicant
Compliance Officer
Blueprint Investment Partners
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Finance · Financial Services · Early Stage
Dallas, TXFull-timeOnsiteSenior Level5+ years expLess than 25 applicants
10 hours agoBe an early applicant
Compliance Officer - Mortgages
UBS
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Asset Management · Banking · Public
Tennessee, United StatesFull-time$176K/yr - $229K/yrOnsiteSenior Level, Lead/Staff10+ years expLess than 25 applicants
H1B Sponsor Likely
16 hours agoBe an early applicant
Compliance Officer
Diversify Advisor Network
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Finance · Insurance · Growth Stage
United StatesFull-timeRemoteLead/Staff, Director/Executive5+ years expLess than 25 applicants
14 hours ago
Associate Principal, Compliance Monitoring
The Options Clearing Corporation (OCC)
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Finance · Financial Services · Late Stage
Chicago - 125 S FranklinFull-time$97K/yr - $137K/yrHybridMid, Senior Level3+ years exp61 applicants
No H1B
11 hours agoBe an early applicant
Compliance Officer - Mortgages
UBS
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Asset Management · Banking · Public
North Carolina, United StatesFull-time$176K/yr - $229K/yrOnsiteSenior Level, Lead/Staff10+ years expLess than 25 applicants
H1B Sponsor Likely
1 day agoBe an early applicant
Compliance Officer I
Massachusetts Department of Public Utilities
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Government Administration · Growth Stage
Boston, MAPart-time$58K/yr - $83K/yrOnsiteEntry Level2+ years expLess than 25 applicants
1 day ago
Compliance Officer-Credit Cards
City National Bank
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Banking · Finance · Public
Newark, DEFull-time$77K/yr - $143K/yrOnsiteMid, Senior Level5+ years exp42 applicants
H1B Sponsor Likely
1 day ago
Compliance advisor - financial services (contract)
WRITER
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Agentic AI · Content · Growth Stage
United StatesContract$80/hr - $110/hrRemoteSenior Level43 applicants
Growth Opportunities
1 day agoBe an early applicant
Consumer Compliance Officer
Banesco USA
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Banking · Finance · Growth Stage
Miami, FL, USFull-timeHybridSenior Level5+ years expLess than 25 applicants
1 day ago
Deputy Compliance Officer
Bitcoin Depot
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E-Commerce · Finance · Public
United StatesFull-timeRemoteSenior Level5+ years exp90 applicants
Growth Opportunities
1 day ago
Compliance Officer (Advisory), Remote
Byline Bank
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Asset Management · Banking · Public
United StatesFull-time$86K/yr - $115K/yrRemoteMid, Senior Level5+ years exp54 applicants
No H1B
