Director Of Compliance (broker Dealer Investment Banking) in united states (1000+)

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8 hours agoBe an early applicant
Director, Compliance - Investment Banking
Phaxis
/
Delivery · Human Resources · Growth Stage
New York, NY
Full-time
$200K/yr - $230K/yr
Onsite
Director/Executive
Less than 25 applicants


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21 hours ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
/
Banking · Financial Services · Late Stage
New York, NY
Full-time
$270K/yr - $303K/yr
Onsite
Director/Executive
10+ years exp
42 applicants


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H1B Sponsor Likely

2 weeks ago
Managing Director, Broker Dealer Consulting & Compliance
ACA Group
/
Consulting · Cyber Security · Late Stage
Chattanooga, TN
Full-time
Onsite
Senior Level, Lead/Staff
10+ years exp
Less than 25 applicants


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H1B Sponsor Likely

3 months ago
Investment Bankers (Analyst through Managing Director level)
WestPark Capital, Inc.
/
Banking · Consulting · Growth Stage
NYC Metro Area
Full-time
Onsite
Entry, Mid, Senior Level, Lead/Staff, Director/Executive
200+ applicants


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Senior Management
H1B Sponsor Likely

1 week ago
Risk Management and Compliance - Commercial & Investment Bank Special Credits - Executive Director
JPMorganChase
/
Asset Management · Banking · Public
New York, NY
Full-time
$163K/yr - $260K/yr
Onsite
Mid, Senior Level
7+ years exp
Less than 25 applicants


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Growth Opportunities
H1B Sponsor Likely

2 weeks ago
Investment Banking Senior Associate/Vice President | Broker-Dealer & Capital Markets
Houlihan Lokey
/
Banking · Finance · Public
New York, NY, USA
Full-time
$200K/yr - $250K/yr
Onsite
Mid, Senior Level
5+ years exp
53 applicants


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Growth Opportunities
H1B Sponsor Likely

1 week ago
Director of Broker Dealer Compliance
Peachtree Group
/
Commercial Lending · Commercial Real Estate · Late Stage
Atlanta, GA
Full-time
Onsite
Director/Executive
7+ years exp
49 applicants


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4 months ago
Risk Management and Compliance - Commercial & Investment Bank Special Credits - Executive Director
Chase
/
Banking · Financial Services · Late Stage
383 Madison Ave, New York, NY, 10179, US
Full-time
$163K/yr - $260K/yr
Onsite
Mid, Senior Level
7+ years exp
72 applicants


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4 months ago
Risk Management and Compliance - Commercial & Investment Bank Special Credits - Executive Director
JPMorganChase
/
Asset Management · Banking · Public
383 Madison Ave, New York, NY, 10179, US
Full-time
$163K/yr - $260K/yr
Onsite
Mid, Senior Level
7+ years exp
40 applicants


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Growth Opportunities
H1B Sponsor Likely

1 week ago
Investment Banker - Financial Institutions (Insurance) - Managing Director
JPMorganChase
/
Asset Management · Banking · Public
New York, NY
Full-time
$300K/yr - $500K/yr
Onsite
Lead/Staff
162 applicants


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Growth Opportunities
H1B Sponsor Likely

5 hours agoBe an early applicant
Head of Compliance, Real Estate Lending and TD Auto Finance
TD
/
Banking · Finance · Late Stage
New York, NY
Full-time
$200K/yr - $280K/yr
Onsite
Director/Executive
10+ years exp
Less than 25 applicants


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4 hours ago
VP, Compliance – Retail & Digital Banking
Partnership Employment
/
Consulting · Human Resources · Early Stage
Greater Chicago Area
Full-time
$117K/yr - $150K/yr
Hybrid
Director/Executive
121 applicants


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3 hours ago
Director-Corporate and Commercial Lending Operations (CCLO)
BMO
/
Banking · Crowdfunding · Public
Chicago, IL, USA
Full-time
$137K/yr - $238K/yr
Onsite
Senior Level, Lead/Staff
9+ years exp
27 applicants


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H1B Sponsor Likely

7 hours agoBe an early applicant
Compliance Supervisor - Broker Dealer
NewEdge Capital Group
/
Advice · Finance · Growth Stage
Pittsburgh, PA
Full-time
Onsite
Mid, Senior Level
2+ years exp
Less than 25 applicants


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4 hours agoBe an early applicant
Manager, Finance & Compliance, PFM
Howard University
/
Education · Market Research · Late Stage
DC-Baltimore Area
Full-time
$100K/yr - $105K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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H1B Sponsor Likely

4 hours agoBe an early applicant
Global Commercial Finance Leader
Momentive
/
Chemical · Industrial · Late Stage
Pearl River, NY
Full-time
$158K/yr - $232K/yr
Onsite
Director/Executive
10+ years exp
Less than 25 applicants


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No H1B

7 hours ago
Vice President Commercial Banking Portfolio Management
First Bank Chicago
/
Banking · Finance · Growth Stage
Greater Chicago Area
Full-time
$135K/yr - $145K/yr
Hybrid
Mid, Senior Level
7+ years exp
46 applicants


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7 hours agoBe an early applicant
Trade Compliance Manager
White Glove Talent Partners
/
Staffing & Recruiting · Early Stage
Pittsburgh Region
Full-time
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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11 hours agoBe an early applicant
Director - Lending Services (CRE), New York
Acuity Analytics
/
Analytics · Asset Management · Late Stage
New York, NY
Full-time
$150K/yr - $180K/yr
Onsite
Director/Executive
15+ years exp
Less than 25 applicants


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H1B Sponsor Likely

12 hours agoBe an early applicant
Director, Legal Banking
Western Alliance Bank
/
Banking · Finance · Public
United States
Full-time
Remote
Senior Level, Lead/Staff
8+ years exp
Less than 25 applicants


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