FINRA Registration Specialist

TSR Consulting is seeking an experienced FINRA Registration Specialist for a 3-month contract to hire position. The role involves leading the FINRA registration process for new and transfer-level representatives, ensuring compliance with regulatory guidelines, and managing project timelines and stakeholder communications.

FINRA Registration & Licensing Specialist

TSR Consulting is seeking a Compliance Administrator to support the onboarding and registration process for new representatives and employees within a highly regulated broker-dealer environment. The Compliance Administrator will be responsible for ensuring all new hires meet regulatory requirements and that all registration and onboarding documentation is completed accurately and on time.

Senior Vice President

Executive Vice President of Examinations and Membership Application Program

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Office Manager

FINRA is seeking an Office Manager for their Corporate OGC and Ethics and Compliance Office, who will provide operational and administrative support. The role involves managing office operations, coordinating with various departments, and enhancing productivity through technology.

Office Manager, Corporate OGC and Ethics and Compliance Office

Director, Corporate Travel

FINRA is the Financial Industry Regulatory Authority, and they are seeking a Corporate Travel Director to transform and lead their travel program into the future. This role involves developing and managing the travel program, ensuring policy adherence, cost control, and traveler satisfaction while collaborating with internal teams and external service providers.

Senior Program Administrator, OGC Regulation

FINRA is a financial regulatory authority, and they are seeking a Senior Program Administrator to provide high-level administrative and programmatic support within the Office of General Counsel. This role involves ensuring efficient operations, coordinating programs, and maintaining policies to support the continuous improvement of OGC’s functions.

FINRA is the Financial Industry Regulatory Authority, and they are seeking a Senior Program Administrator to provide high-level administrative and programmatic support within the Office of General Counsel. This role involves ensuring efficient operations, coordinating programs, and maintaining policies to support the continuous improvement of OGC's functions.

FINRA is the Financial Industry Regulatory Authority, and they are seeking an Office Manager for their Corporate OGC and Ethics and Compliance Office. The role involves providing operational and administrative support, managing office operations, and ensuring effective coordination across departments.

Finra Registration Specialist in united states (1000+)