Investment Advisor Compliance And Operational Risks Controls Manager in united states (1000+)

269 results for "Investment Advisor Compliance And Operational Risks Controls Manager"

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8 hours ago
Investment Advisor Compliance and Operational Risks Controls Manager
Moment
/
Finance · FinTech · Growth Stage
New York, New York, United States
Full-time
$175K/yr - $225K/yr
Onsite
Senior Level
5+ years exp
68 applicants


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22 hours agoBe an early applicant
Manager – Fraud Risk and Compliance – Risk Control
Fidelity Investments
/
Finance · Wellness · Late Stage
Roanoke, TX
Full-time
Hybrid
Mid Level
3+ years exp
Less than 25 applicants


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Growth Opportunities
No H1B

23 hours agoBe an early applicant
Senior Manager, Privacy Compliance & Risk Advisor
Capital One
/
Financial Services · Public
Richmond, VA
Full-time
$178K/yr - $203K/yr
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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Comp. & Benefits
No H1B

1 day agoBe an early applicant
Compliance Manager, Investment Advisory Compliance
Raymond James
/
Finance · Banking · Public
St. Petersburg, FL
Full-time
Hybrid
Senior Level
6+ years exp
Less than 25 applicants


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Growth Opportunities

1 week ago
Manager - AI Assisted Process, Risks and Controls Transformation - Investment Management
Deloitte
/
Accounting · Finance · Late Stage
Stamford, CT
Full-time
$144K/yr - $266K/yr
Onsite
Mid, Senior Level
6+ years exp
Less than 25 applicants


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Growth Opportunities
H1B Sponsored

1 week ago
Compliance - Operational Risk Management Lead - Vice President
Chase
/
Finance · Banking · Late Stage
8181 Communications Pkwy Ste C, Plano, TX, 75024, US
Full-time
Onsite
Mid, Senior Level
5+ years exp
75 applicants


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3 days agoBe an early applicant
Compliance - Operational Risk Management Associate
JPMorganChase
/
Finance · Banking · Public
Columbus, OH
Full-time
Onsite
Entry Level
1+ years exp
Less than 25 applicants


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Growth Opportunities
H1B Sponsor Likely

3 days ago
Regulatory Compliance Management (RCM) Consultant - US Operational Risk
CIBC US
/
Finance · Banking · Late Stage
Chicago, IL
Full-time
$115K/yr - $135K/yr
Hybrid
Senior Level
5+ years exp
34 applicants


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No H1B

1 month ago
Manager – Fraud Risk and Compliance – Risk Control
Fidelity Bank
/
Customer Service · Finance · Late Stage
Westlake, TX
Full-time
Hybrid
Mid Level
3+ years exp
Less than 25 applicants


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No H1B

4 days ago
Enterprise Compliance and Operational Risk Manager - Third Party Risk Management - Ongoing Monitoring
Regions Bank
/
Banking · Property & Casualty Insurance · Late Stage
Birmingham, AL - Regions Center
Full-time
$139K/yr - $188K/yr
Onsite
Senior Level, Lead/Staff
8+ years exp
39 applicants


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3 months ago
Managing Director - Risk Advisory (Strategic & Operational)
CrossCountry Consulting
/
Accounting · Finance · Late Stage
Chicago, IL
Full-time
$225K/yr - $470K/yr
Hybrid
Director/Executive
15+ years exp
54 applicants


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Growth Opportunities
H1B Sponsor Likely

1 week ago
Fraud Prevention and Risk Investigations - Senior Manager - Fraud Operations
Golden 1 Credit Union
/
Finance · Banking · Late Stage
Sacramento, CA
Full-time
$135K/yr - $150K/yr
Onsite
Senior Level, Lead/Staff, Director/Executive
7+ years exp
29 applicants


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2 months ago
Operational Risk Management Department-Risk and Control Self-Assessment (RCSA) AVP/VP
Bank of China USA
/
Banking · Late Stage
New York, NY
Full-time
$65K/yr - $230K/yr
Onsite
Senior Level, Lead/Staff
10+ years exp
106 applicants


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H1B Sponsor Likely

5 months ago
Sr. Compliance Manager – Operational Risk Testing
KeyBank
/
Banking · Late Stage
Amherst, NY
Full-time
$112K/yr - $210K/yr
Hybrid
Mid, Senior Level
6+ years exp
83 applicants


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3 days ago
Business Unit Risk Advisor II - Technology, Data and Operations Execution Management & Performance Office
Truist
/
Finance · Banking · Late Stage
Charlotte, NC
Full-time
Onsite
Senior Level, Lead/Staff
8+ years exp
95 applicants


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No H1B

2 weeks ago
Vice President - Investment Management Risk Operations
Morgan Stanley
/
Lending · Finance · Public
New York, NY
Full-time
$120K/yr - $172K/yr
Onsite
Mid, Senior Level
6+ years exp
54 applicants


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H1B Sponsor Likely

4 months ago
Business Analyst (Operational Testing, Compliance & Control Management)
Pyramid Consulting, Inc
/
Consulting · Legal · Late Stage
Overland Park, KS
Full-time
Hybrid
Senior Level
5+ years exp
Less than 25 applicants


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Growth Opportunities
H1B Sponsor Likely

5 months ago
Process Risk & Control – Investment Management – Associate
E*TRADE from Morgan Stanley
/
Finance · Banking · Public
Seattle WA 800
Full-time
$105K/yr - $115K/yr
Onsite
Mid Level
3+ years exp
Less than 25 applicants


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1 week ago
Controls Management Specialist - Governance Risk and Compliance
TikTok
/
Social Media · Video · Late Stage
Washington, DC
Full-time
$107K/yr - $176K/yr
Onsite
Senior Level
5+ years exp
61 applicants


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H1B Sponsor Likely

3 months ago
SEC Asset Management Compliance Specialist (Risk & Controls) #3496832
Axiom Path
/
Professional Services · Information Technology · Growth Stage
New York, NY, US
Full-time
Onsite
Senior Level, Lead/Staff
10+ years exp
99 applicants


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MATCH SCORE
No H1B