Investments Compliance Officer in united states (1000+)

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22 hours ago
Investments Compliance Officer
Invesco
/
Finance · Financial Services · Late Stage
Atlanta, GA
Full-time
Onsite
Mid Level
3+ years exp
55 applicants


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5 months ago
Portfolio & Trading Compliance Officer, Mercer Investments
Marsh McLennan
/
Financial Services · Professional Services · Public
New York - 1290
Full-time
$91K/yr - $183K/yr
Hybrid
Mid, Senior Level
6+ years exp
Less than 25 applicants


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5 days ago
Chief Compliance Officer for Investments & Reinsurance - Director
KKR
/
Advice · Asset Management · Public
New York, NY
Full-time
$225K/yr - $250K/yr
Onsite
Director/Executive
15+ years exp
61 applicants


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1 week ago
Regional Compliance Officer (West) - Key Investment Services (KIS)
KeyBank
/
Banking · Late Stage
United States
Full-time
$71K/yr - $125K/yr
Onsite
Mid, Senior Level
5+ years exp
46 applicants


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2 weeks ago
Portfolio & Trading Compliance Officer, Mercer Investments
Marsh
/
Consulting · Insurance · Late Stage
New York, NY
Full-time
$93K/yr - $187K/yr
Hybrid
Mid, Senior Level
6+ years exp
Less than 25 applicants


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H1B Sponsor Likely

2 weeks ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
/
Banking · Financial Services · Late Stage
New York, NY
Full-time
$270K/yr - $303K/yr
Onsite
Director/Executive
10+ years exp
32 applicants


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H1B Sponsor Likely

2 days agoBe an early applicant
Functional Compliance, Officer - State Street Investment Management
State Street
/
Banking · Finance · Public
Boston, MA
Full-time
$65K/yr - $114K/yr
Hybrid
Entry Level
1+ years exp
Less than 25 applicants


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1 week ago
Investment Compliance Officer
National Society of Compliance Professionals
/
Compliance · Education · Early Stage
Austin, TX
Full-time
Onsite
Mid, Senior Level
Less than 25 applicants


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1 week ago
Compliance Officer- Global Markets and Investment Banking
Natixis Corporate & Investment Banking
/
Financial Services · Late Stage
New York, NY
Full-time
$160K/yr - $200K/yr
Onsite
Mid, Senior Level
5+ years exp
168 applicants


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3 months ago
Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – FIC Macro Compliance - Vice President
Deutsche Bank
/
Banking · Finance · Public
New York, 1 Columbus Circle
Full-time
$125K/yr - $203K/yr
Hybrid
Mid, Senior Level
58 applicants


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1 month ago
Investment Compliance Officer
Texas Permanent School Fund Corporation
/
Communities · Education · Growth Stage
Innovation Tower
Full-time
Onsite
Mid, Senior Level
41 applicants


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1 week ago
Regional Compliance Officer - Key Investment Services (KIS)
KeyBank
/
Banking · Late Stage
Brooklyn, OH
Full-time
$71K/yr - $125K/yr
Hybrid
Senior Level
5+ years exp
Less than 25 applicants


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1 week ago
Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Credit - Vice President
Deutsche Bank
/
Banking · Finance · Public
New York, NY
Full-time
$125K/yr - $203K/yr
Hybrid
Mid, Senior Level
149 applicants


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5 days ago
Deputy Compliance Officer - Registered Investment Advisor
Conselium Compliance Search
/
Recruiting · Staffing Agency · Early Stage
Dallas, TX
Full-time
Onsite
Mid Level
32 applicants


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1 week ago
Chief Officer Investigations & Compliance
Metropolitan Transportation Authority
/
Transportation/Trucking/Railroad · Late Stage
New York, NY
Full-time
$138K/yr - $189K/yr
Onsite
Director/Executive
10+ years exp
Less than 25 applicants


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2 weeks ago
VP, Compliance Sanctions Officer - Implementation and Investigations (Hybrid)
Citi
/
Banking · Finance · Late Stage
Washington District Of Columbia United States
Full-time
$135K/yr - $203K/yr
Hybrid
Senior Level
76 applicants


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H1B Sponsor Likely

3 months ago
Code Compliance Officer ($3,000 RECRUITMENT INCENTIVE BONUS)
NEOGOV
/
GovTech · Human Resources · Late Stage
Sunrise, FL
Full-time
$53K/yr - $75K/yr
Onsite
Entry, Mid Level
Less than 25 applicants


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2 weeks ago
Compliance Sanctions Officer, Implementation and Investigations, VP
Citi
/
Banking · Finance · Late Stage
Washington, DC
Full-time
$135K/yr - $203K/yr
Onsite
Senior Level
113 applicants


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H1B Sponsor Likely

52 minutes agoBe an early applicant
Security Based Swap Dealer Senior Compliance Officer
StoneX Group Inc.
/
Finance · Financial Services · Public
Winter Park, FL
Full-time
$150K/yr - $190K/yr
Hybrid
Senior Level
7+ years exp
Less than 25 applicants


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No H1B

6 minutes agoBe an early applicant
Escrow Officer
Lennar Title
/
Commercial Real Estate · Insurance · Late Stage
Shafter, CA
Full-time
$30/hr - $44/hr
Onsite
Mid, Senior Level
3+ years exp
Less than 25 applicants


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