Managing Director, Broker Dealer Consulting And Compliance in united states (1000+)

336 results for "Managing Director, Broker Dealer Consulting And Compliance"

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16 hours agoBe an early applicant
Managing Director, Broker Dealer Consulting & Compliance
ACA Group
/
Cyber Security · Finance · Late Stage
Chattanooga, TN
Full-time
Onsite
Senior Level, Lead/Staff
10+ years exp
Less than 25 applicants


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H1B Sponsor Likely

1 day ago
Management Consultant - Senior Manager and Director Levels - Denver
Jabian Consulting
/
Consulting · Legal · Growth Stage
Denver Metropolitan Area
Full-time
Onsite
Senior Level, Lead/Staff, Director/Executive
7+ years exp
131 applicants


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Work & Life Balance
No H1B

1 day agoBe an early applicant
Technical Consulting Director, EHS and Air Compliance and Management Systems (Director Level)
ERM
/
Consulting · Public Safety · Late Stage
Indianapolis, IN
Full-time
Onsite
Director/Executive
8+ years exp
Less than 25 applicants


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H1B Sponsor Likely

2 days ago
Compliance Consultant for Broker-Dealers (Series 24 Required)
Abide Consulting Group
/
Financial Services · Early Stage
United States
Contract
Remote
Senior Level
5+ years exp
27 applicants


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2 days ago
Managing Director, Dealer Retail & Consumer Marketing
JPMorganChase
/
Finance · Banking · Public
Plano, TX
Full-time
$250K/yr - $450K/yr
Onsite
Senior Level, Lead/Staff
10+ years exp
200+ applicants


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Growth Opportunities
H1B Sponsor Likely

1 week ago
Broker-Dealer Compliance Manager
moomoo
/
Finance · FinTech · Late Stage
Jersey City, NJ
Full-time
$120K/yr - $150K/yr
Onsite
Mid Level
3+ years exp
Less than 25 applicants


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1 week ago
Broker Dealer Compliance Consultant
Madison-Davis, LLC
/
Human Resources · Information Technology · Growth Stage
NYC Metro Area
Contract
Hybrid
Mid Level
90 applicants


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Growth Opportunities
H1B Sponsor Likely

3 months ago
Managing Director, Dealer Retail & Consumer Marketing
Chase
/
Finance · Banking · Late Stage
8181 Communications Pkwy Bldg A, Plano, TX, 75024, US
Full-time
$250K/yr - $450K/yr
Onsite
Senior Level, Lead/Staff
10+ years exp
Less than 25 applicants


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5 days ago
Broker-dealer compliance and supervision consultant
Patil Law, P.C.
/
Law Practice · Early Stage
United States
Contract
Remote
Senior Level
5+ years exp
89 applicants


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1 month ago
Associate Regional Consultant – Broker Dealer, AVP - State Street Investment Management
State Street
/
Finance · Banking · Public
Boston, MA
Full-time
$70K/yr - $130K/yr
Hybrid
Mid Level
3+ years exp
Less than 25 applicants


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3 days ago
Director – Global Markets Compliance (Broker Dealer / Sales & Trading)
Employvision Inc.
/
Consulting · Legal · Growth Stage
New York, NY
Full-time
$180K/yr - $220K/yr
Onsite
Director/Executive
8+ years exp
31 applicants


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3 months ago
Technical Consulting Director, EHS and Air Compliance and Management Systems
ERM
/
Consulting · Public Safety · Late Stage
Nashville, TN
Full-time
Onsite
Director/Executive
8+ years exp
Less than 25 applicants


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H1B Sponsor Likely

2 months ago
Associate Regional Consultant – Broker Dealer, AVP - State Street Investment Management
State Street
/
Finance · Banking · Public
Boston, Massachusetts
Full-time
$70K/yr - $130K/yr
Hybrid
Mid Level
3+ years exp
88 applicants


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1 week ago
Director of Broker Dealer Compliance
Taylor Root
/
Human Resources · Employment · Growth Stage
NYC Metro Area
Full-time
Onsite
Director/Executive
8+ years exp
84 applicants


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13 hours ago
Managing Director Commercial Advisory
Syneos Health Commercial Solutions
/
Biotechnology · Late Stage
San Francisco, CA
Full-time
Onsite
Director/Executive
10+ years exp
33 applicants


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10 hours agoBe an early applicant
Corporate Attorney; Capital Markets and Securities (3-5 years): Colorado, Utah, Idaho, or Nevada
Holland & Hart LLP
/
Law Practice · Late Stage
Denver Metropolitan Area
Full-time
$215K/yr - $235K/yr
Onsite
Mid Level
3+ years exp
Less than 25 applicants


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H1B Sponsor Likely

14 hours agoBe an early applicant
Associate Attorney - Corporate
Harris Beach Murtha
/
Legal · Professional Services · Late Stage
Uniondale, NY
Full-time
Onsite
Mid, Senior Level
3+ years exp
Less than 25 applicants


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16 hours ago
Director, Senior Counsel - Regulatory & Compliance
United Therapeutics Corporation
/
Biotechnology · Pharmaceutical · Public
Triangle Area
Full-time
$230K/yr - $285K/yr
Hybrid
Director/Executive
10+ years exp
100 applicants


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Comp. & Benefits

13 hours ago
Managing Director Commercial Advisory
Syneos Health Commercial Solutions
/
Biotechnology · Late Stage
United States
Full-time
Remote
Director/Executive
10+ years exp
113 applicants


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19 hours agoBe an early applicant
Corporate Attorney - KYC
Susquehanna International Group
/
Finance · FinTech · Late Stage
Greater Philadelphia
Full-time
Onsite
Mid Level
3+ years exp
Less than 25 applicants


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MATCH SCORE
Comp. & Benefits
No H1B