Outsourced Chief Compliance Officer (rias Funds Bds) in united states (1000+)

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2 months ago
Chief Compliance Officer - Wilmington Funds
M&T Bank
/
Financial Services · Late Stage
Wilmington, DE
Full-time
$131K/yr - $218K/yr
Hybrid
Director/Executive
11+ years exp
34 applicants


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1 week ago
Chief Compliance Officer - Wilmington Funds
Wilmington Trust
/
Financial Services · Wealth Management · Late Stage
Wilmington, DE
Full-time
$142K/yr - $236K/yr
Onsite
Director/Executive
11+ years exp
37 applicants


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6 days ago
Chief Compliance Officer for Investments & Reinsurance - Director
KKR
/
Advice · Asset Management · Public
New York, NY
Full-time
$225K/yr - $250K/yr
Onsite
Director/Executive
15+ years exp
61 applicants


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1 week ago
Regional Compliance Officer (West) - Key Investment Services (KIS)
KeyBank
/
Banking · Late Stage
United States
Full-time
$71K/yr - $125K/yr
Onsite
Mid, Senior Level
5+ years exp
46 applicants


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2 weeks ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
/
Banking · Financial Services · Late Stage
New York, NY
Full-time
$270K/yr - $303K/yr
Onsite
Director/Executive
10+ years exp
32 applicants


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H1B Sponsor Likely

1 week ago
Chief Officer Investigations & Compliance
Metropolitan Transportation Authority
/
Transportation/Trucking/Railroad · Late Stage
New York, NY
Full-time
$138K/yr - $189K/yr
Onsite
Director/Executive
10+ years exp
Less than 25 applicants


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2 months ago
Sr Loan Officer- CRE/REITs & Investment Funds
TD Securities
/
Banking · Finance · Late Stage
New York, NY
Full-time
$210K/yr - $271K/yr
Onsite
Senior Level, Lead/Staff
10+ years exp
Less than 25 applicants


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H1B Sponsor Likely

1 week ago
Compliance Analyst – Registered Investment Advisors
Natixis Investment Managers
/
Asset Management · Financial Services · Growth Stage
Boston, MA
Full-time
$70K/yr - $90K/yr
Hybrid
Mid Level
3+ years exp
95 applicants


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1 week ago
Registered Funds Compliance Officer - Global Wealth
Apollo Global Management, Inc.
/
Asset Management · Credit · Public
New York, NY
Full-time
$190K/yr - $250K/yr
Hybrid
Senior Level
6+ years exp
164 applicants


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Comp. & Benefits

2 months ago
Sr Loan Officer- CRE/REITs & Investment Funds
TD
/
Banking · Finance · Late Stage
Boston, Massachusetts
Full-time
$210K/yr - $271K/yr
Onsite
Senior Level, Lead/Staff
10+ years exp
67 applicants


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3 weeks ago
Associate Outsourced Chief Investment Office Team
Commonfund
/
Advertising · Asset Management · Growth Stage
New York, NY
Full-time
Hybrid
Mid Level
3+ years exp
120 applicants


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2 weeks ago
Chief Compliance Officer - Wilmington Funds
M&T Bank
/
Financial Services · Late Stage
Wilmington, DE
Full-time
$142K/yr - $236K/yr
Onsite
Director/Executive
11+ years exp
37 applicants


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1 week ago
Regional Compliance Officer - Key Investment Services (KIS)
KeyBank
/
Banking · Late Stage
Brooklyn, OH
Full-time
$71K/yr - $125K/yr
Hybrid
Senior Level
5+ years exp
Less than 25 applicants


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1 week ago
Chief Compliance Officer- RIA( VP or SVP)
Actus Consulting Group, Inc. - Japanese Recruiting Agency
/
Human Resources · Recruiting · Early Stage
New York, NY
Full-time
$180K/yr - $220K/yr
Hybrid
Director/Executive
10+ years exp
62 applicants


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6 days ago
Deputy Compliance Officer - Registered Investment Advisor
Conselium Compliance Search
/
Recruiting · Staffing Agency · Early Stage
Dallas, TX
Full-time
Onsite
Mid Level
32 applicants


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4 hours agoBe an early applicant
Vice President, Fiduciary Oversight Management
BNY
/
Financial Services · Late Stage
Pittsburgh, PA
Full-time
$68K/yr - $130K/yr
Onsite
Mid, Senior Level
7+ years exp
Less than 25 applicants


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12 hours agoBe an early applicant
Director of Compliance
Alpaca
/
Developer APIs · Financial Services · Late Stage
United States
Full-time
Remote
Senior Level, Lead/Staff
10+ years exp
Less than 25 applicants


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4 hours ago
Senior Vice President, Anti Money Laundering/Prevention/KYC Manager
BNY
/
Financial Services · Late Stage
Lake Mary, FL
Full-time
Onsite
Mid, Senior Level
7+ years exp
50 applicants


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1 day ago
Chief Compliance Officer
Westfield Insurance
/
Insurance · Late Stage
Westfield Center, OH
Full-time
Hybrid
Director/Executive
10+ years exp
154 applicants


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1 day ago
Sr. Director, Global Compliance Officer
Dematic
/
Transportation/Trucking/Railroad · Late Stage
Grand Rapids, MI
Full-time
$175K/yr - $250K/yr
Onsite
Director/Executive
10+ years exp
29 applicants


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