Sec Finra Regulatory Controls And Operational Oversight Vp in united states (1000+)
2 days ago
SEC/FINRA Regulatory Controls & Operational Oversight - VP
Santander Bank, N.A.
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Banking · Late Stage
Miami, FL
Full-time
$101K/yr - $185K/yr
Hybrid
Mid, Senior Level
5+ years exp57 applicants
H1B Sponsor Likely
2 days ago
VP, Finance Operations & Controller
Allied Solutions LLC
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Financial Services · Late Stage
Carmel, INFull-timeOnsiteSenior Level, Lead/Staff10+ years exp64 applicants
2 months ago
Swap Dealer Regulation Controls & Operational Oversight - VP
Santander
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Banking · Public
New YorkFull-time$101K/yr - $185K/yrHybridMid, Senior Level5+ years exp41 applicants
Comp. & Benefits
1 week ago
Regulatory Reporting Oversight (RRO) – Financial Control Supervisor
Western Alliance Bank
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Banking · Public
Phoenix, AZFull-timeOnsiteSenior Level5+ years expLess than 25 applicants
H1B Sponsor Likely
2 months ago
VP, Regulatory Operations and Labeling
BridgeBio
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Biotechnology · Public
San Francisco - 1800 OwensFull-time$335K/yr - $390K/yrHybridDirector/Executive15+ years exp33 applicants
Growth OpportunitiesH1B Sponsor Likely
3 months ago
VP, Compliance - Regulatory Initiatives - Policies and Procedures, TD Securities
TD
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Banking · Late Stage
New York, NYFull-time$140K/yr - $180K/yrOnsiteMid, Senior Level5+ years exp38 applicants
2 weeks ago
SVP, Sales Operations & Regulatory Oversight, Retail Wealth
Voya Financial
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Financial Services · Public
Boston, MAFull-time$225K/yr - $300K/yrOnsiteMid, Senior Level7+ years exp33 applicants
1 month ago
Global Banking & Markets Operations-Dallas-Associate-GBM Regulatory Controls
Goldman Sachs
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Financial Services · Public
Dallas, TXFull-timeOnsiteMid Level3+ years expLess than 25 applicants
Growth OpportunitiesH1B Sponsor Likely
2 weeks ago
Associate Director, Financial Control & FRB/OCC Regulatory Reporting
RBC
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Banking · Public
Jersey City, NJFull-time$137K/yr - $137K/yrOnsiteMid, Senior Level, Lead/Staff6+ years exp32 applicants
H1B Sponsor Likely
3 days ago
Director, Information Security - Regulatory & Controls
CIBC US
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Financial Services · Late Stage
Chicago, ILFull-time$190K/yr - $230K/yrHybridLead/Staff37 applicants
No H1B
1 month ago
Americas Operations & Finance Regulatory Compliance Professional
E*TRADE from Morgan Stanley
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Financial Services · Public
New York, New York, United States of AmericaFull-time$90K/yr - $155K/yrOnsiteMid Level4+ years exp66 applicants
1 month ago
Finance Regulatory & Control Manager
GCash
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Financial Services · Late Stage
Center City, MNFull-timeOnsiteSenior Level5+ years exp54 applicants
2 months ago
Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring
Bank of America
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Banking · Public
New YorkFull-time$114K/yr - $193K/yrOnsiteSenior Level, Lead/Staff10+ years exp52 applicants
H1B Sponsor Likely
1 month ago
VP, Compliance - Regulatory Initiatives - Policies and Procedures, TD Securities
TD Securities
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Investment Banking · Late Stage
New York, NYFull-time$140K/yr - $180K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
H1B Sponsor Likely
3 weeks ago
Americas Operations & Finance Regulatory Compliance Professional
Morgan Stanley
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Financial Services · Public
New York, NYFull-time$70K/yr - $125K/yrOnsiteMid Level4+ years exp144 applicants
3 weeks ago
VP, Regulatory Counsel (open to remote)
Reinsurance Group of America, Incorporated
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Insurance · Public
United StatesFull-time$176K/yr - $262K/yrRemoteSenior Level, Lead/Staff10+ years exp36 applicants
1 week ago
Division Director, Community Finance (Program Administration & Regulatory Oversight)
Team Georgia Careers
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Late Stage
Georgia - Dekalb - AtlantaFull-time$105K/yr - $120K/yrHybridDirector/Executive7+ years exp61 applicants
3 weeks ago
Director, Information Security - Regulatory & Controls
CIBC
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Banking · Public
Chicago, ILFull-time$190K/yr - $230K/yrHybridLead/Staff56 applicants
No H1B
3 days agoBe an early applicant
VP, Regulatory Technology – Control Room
Madison-Davis, LLC
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Staffing & Recruiting · Growth Stage
NYC Metro AreaFull-timeHybridDirector/ExecutiveLess than 25 applicants
Growth OpportunitiesH1B Sponsor Likely2 months ago
SEC/FINRA Regulatory Controls & Operational Oversight - VP
Santander
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Banking · Public
Brickell Plaza-CorpFull-time$101K/yr - $185K/yrHybridMid, Senior Level5+ years exp86 applicants
Comp. & Benefits