Senior Associate, Investment And Trading Compliance in united states (1000+)

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19 hours agoBe an early applicant
Senior Associate, Investment & Trading Compliance
Cohen & Steers
/
Finance · Public
New York, NY
Full-time
$100K/yr - $110K/yr
Hybrid
Mid, Senior Level
1+ years exp
Less than 25 applicants


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Growth Opportunities

2 weeks ago
Senior Associate Anti Money Compliance Investigator
Alliant Credit Union
/
Financial Services · Late Stage
Chicago, IL
Full-time
$52K/yr - $81K/yr
Hybrid
Mid, Senior Level
3+ years exp
54 applicants


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1 week ago
Senior Compliance Associate- Securities Trade Monitoring
Moody's Corporation
/
Financial Services · Late Stage
Charlotte, NC
Full-time
$82K/yr - $119K/yr
Onsite
Mid, Senior Level
2+ years exp
Less than 25 applicants


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2 weeks ago
Senior SDE, Trading Compliance - Data-Driven Global Investment Firm
Andiamo
/
Consulting · Human Resources · Growth Stage
New York, NY
Contract
Onsite
Senior Level
5+ years exp
136 applicants


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Comp. & Benefits
H1B Sponsor Likely

34 minutes agoBe an early applicant
Senior FCRM Compliance Officer - Prime Brokerage Oversight
TD Securities
/
Banking · Finance · Late Stage
New York, NY
Full-time
$100K/yr - $115K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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H1B Sponsor Likely

42 minutes agoBe an early applicant
Senior Associate, Disputes and Investigations (Forensic Valuation)
Alvarez & Marsal
/
Consulting · Professional Services · Late Stage
Los Angeles, CA
Full-time
$90K/yr - $110K/yr
Hybrid
Mid, Senior Level
3+ years exp
Less than 25 applicants


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Growth Opportunities

4 hours agoBe an early applicant
Senior Compliance Specialist
Smith+Nephew
/
Medical Device · Late Stage
Andover, MA
Full-time
$90K/yr - $157K/yr
Hybrid
Senior Level
6+ years exp
Less than 25 applicants


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Comp. & Benefits

2 hours agoBe an early applicant
Vice President, Investment Compliance - Liberty Mutual Investments
Liberty Mutual Insurance
/
Finance · Financial Services · Late Stage
US-NY-New York
Full-time
$149K/yr - $198K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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7 hours agoBe an early applicant
Compliance Officer - Mortgages
UBS
/
Asset Management · Banking · Public
Nashville, TN
Full-time
$176K/yr - $229K/yr
Onsite
Senior Level, Lead/Staff
10+ years exp
Less than 25 applicants


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H1B Sponsor Likely

5 hours agoBe an early applicant
Accreditation/ISO Compliance Officer - Part Time
Methodist Le Bonheur Healthcare
/
Health Care · Health Diagnostics · Late Stage
Memphis, TN
Part-time
Onsite
Mid, Senior Level
3+ years exp
Less than 25 applicants


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H1B Sponsor Likely

12 hours agoBe an early applicant
Senior Manager, Compliance Testing - Wealth Compliance
TD Securities
/
Banking · Finance · Late Stage
Mount Laurel, NJ
Full-time
$115K/yr - $186K/yr
Onsite
Senior Level, Lead/Staff
10+ years exp
Less than 25 applicants


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23 hours agoBe an early applicant
Senior Compliance Associate
Fernridge Group
/
Early Stage
San Francisco Bay Area
Full-time
$120K/yr - $175K/yr
Hybrid
Mid, Senior Level
2+ years exp
Less than 25 applicants


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14 hours ago
Senior Compliance Officer
Ziegler
/
Advice · Banking · Public
Chicago, IL
Full-time
$140K/yr - $160K/yr
Onsite
Senior Level
28 applicants


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8 hours agoBe an early applicant
Senior Compliance Specialist
Smith+Nephew
/
Medical Device · Late Stage
US - Field
Full-time
$90K/yr - $157K/yr
Hybrid
Senior Level
6+ years exp
Less than 25 applicants


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Comp. & Benefits

1 day agoBe an early applicant
Senior Manager, Compliance Testing - Wealth Compliance
TD
/
Banking · Finance · Late Stage
Mount Laurel, NJ
Full-time
$115K/yr - $186K/yr
Onsite
Senior Level, Lead/Staff
10+ years exp
Less than 25 applicants


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16 hours ago
Structured Products Trader - SLC Management
SLC Management
/
Financial Services · Insurance · Late Stage
Redmond, WA
Full-time
$105K/yr - $171K/yr
Hybrid
Senior Level
5+ years exp
36 applicants


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16 hours ago
Senior Associate, Portfolio Management Group
Hamilton Lane
/
Business Development · Financial Services · Public
Conshohocken, PA
Full-time
Hybrid
Senior Level
5+ years exp
124 applicants


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No H1B

1 day agoBe an early applicant
Senior Compliance Professional
WSP in the U.S.
/
Association · Banking · Late Stage
Kennesaw, GA
Full-time
Hybrid
Senior Level
7+ years exp
Less than 25 applicants


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1 day ago
Associate Principal, Compliance Monitoring
The Options Clearing Corporation (OCC)
/
Finance · Financial Services · Late Stage
Chicago - 125 S Franklin
Full-time
$97K/yr - $137K/yr
Hybrid
Mid, Senior Level
3+ years exp
61 applicants


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No H1B

1 day ago
Senior Manager, Compliance Testing - Wealth Compliance
TD
/
Banking · Finance · Late Stage
New York, New York
Full-time
$115K/yr - $186K/yr
Onsite
Senior Level, Lead/Staff
10+ years exp
36 applicants


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