Senior Compliance Associate Securities Trade Monitoring in united states (1000+)

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1 week ago
Senior Compliance Associate- Securities Trade Monitoring
Moody's Corporation
/
Financial Services · Late Stage
Charlotte, NC
Full-time
$82K/yr - $119K/yr
Onsite
Mid, Senior Level
2+ years exp
Less than 25 applicants


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2 days agoBe an early applicant
Senior Associate, Investment & Trading Compliance
Cohen & Steers
/
Finance · Public
New York, NY
Full-time
$100K/yr - $110K/yr
Hybrid
Mid, Senior Level
1+ years exp
Less than 25 applicants


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Growth Opportunities

1 month ago
Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)
TD
/
Banking · Finance · Late Stage
New York, NY
Full-time
$100K/yr - $135K/yr
Onsite
Senior Level
5+ years exp
55 applicants


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2 weeks ago
Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
TD Securities
/
Banking · Finance · Late Stage
New York, NY
Full-time
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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H1B Sponsor Likely

1 month ago
Senior Associate Commissioner for Strategy, Monitoring and Compliance
Commonwealth of Massachusetts
/
Government Administration · Late Stage
United States-Massachusetts-Everett- 135 Santilli Highway
Full-time
Onsite
Senior Level, Lead/Staff, Director/Executive
7+ years exp
Less than 25 applicants


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1 month ago
Senior Associate Commissioner for Strategy, Monitoring and Compliance
The Massachusetts Executive Office of Labor and Workforce Development (EOLWD)
/
Government Administration · Late Stage
United States-Massachusetts-Everett- 135 Santilli Highway
Full-time
$130K/yr - $130K/yr
Onsite
Senior Level
7+ years exp
59 applicants


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1 week ago
Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
TD
/
Banking · Finance · Late Stage
New York, NY
Full-time
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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1 month ago
Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)
TD Securities
/
Banking · Finance · Late Stage
New York, NY
Full-time
$100K/yr - $135K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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H1B Sponsor Likely

1 month ago
Trade Surveillance Associate - Fixed Income (Compliance) - TD Securities (US)
TD
/
Banking · Finance · Late Stage
New York, New York
Full-time
$100K/yr - $135K/yr
Onsite
Mid, Senior Level
5+ years exp
58 applicants


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2 months ago
Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)
TD
/
Banking · Finance · Late Stage
New York, New York
Full-time
$100K/yr - $130K/yr
Hybrid
Mid, Senior Level
5+ years exp
37 applicants


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1 month ago
Trade Surveillance Associate - FX (Compliance) - TD Securities (US)
TD
/
Banking · Finance · Late Stage
New York, New York
Full-time
$100K/yr - $135K/yr
Onsite
Mid, Senior Level
5+ years exp
27 applicants


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4 hours ago
Corporate Compliance Monitoring and Testing Associate
SMBC Group
/
Advice · Banking · Late Stage
Jersey City, NJ
Full-time
$80K/yr - $131K/yr
Hybrid
Mid, Senior Level
5+ years exp
53 applicants


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H1B Sponsor Likely

5 hours agoBe an early applicant
Security Based Swap Dealer Senior Compliance Officer
StoneX Group Inc.
/
Finance · Financial Services · Public
Winter Park, FL
Full-time
$150K/yr - $190K/yr
Hybrid
Senior Level
7+ years exp
Less than 25 applicants


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No H1B

7 hours ago
International Private Bank- Trade Execution Desk Associate
JPMorganChase
/
Asset Management · Banking · Public
New York, NY
Full-time
Onsite
Senior Level
5+ years exp
73 applicants


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Growth Opportunities
H1B Sponsor Likely

4 hours ago
Market Risk Analysis & Reporting Team Specialist
SMBC Group
/
Advice · Banking · Late Stage
New York, NY
Full-time
$131K/yr - $180K/yr
Hybrid
Senior Level
7+ years exp
200+ applicants


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H1B Sponsor Likely

17 hours ago
OTC Crypto Trader
Blockchain.com
/
Blockchain · Cryptocurrency · Late Stage
Dallas
Full-time
Onsite
Mid, Senior Level
74 applicants


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H1B Sponsor Likely

4 hours ago
Trading Risk and Control Associate
SMBC Group
/
Advice · Banking · Late Stage
New York, NY
Full-time
$150K/yr - $200K/yr
Hybrid
Senior Level
5+ years exp
200+ applicants


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H1B Sponsor Likely

21 hours ago
Senior Capital Modeling Analyst
Enstar Group
/
Consulting · Insurance · Public
Work from Home(US)
Full-time
$126K/yr - $151K/yr
Hybrid
Mid, Senior Level
4+ years exp
73 applicants


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1 day ago
Compliance Examiner Senior (Mortgage Operations)
Freddie Mac
/
Finance · Financial Services · Public
McLean, VA
Full-time
$96K/yr - $144K/yr
Onsite
Mid, Senior Level
5+ years exp
28 applicants


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H1B Sponsor Likely

1 day ago
Senior Analyst, Rates and Regulatory Affairs
Liberty
/
Energy · Recycling · Late Stage
Merrick, NY
Full-time
$86K/yr - $130K/yr
Onsite
Mid, Senior Level
5+ years exp
74 applicants


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