Senior Compliance Associate Securities Trade Monitoring in united states (1000+)
1 week ago
Senior Compliance Associate- Securities Trade Monitoring
Moody's Corporation
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Financial Services · Late Stage
Charlotte, NC
Full-time
$82K/yr - $119K/yr
Onsite
Mid, Senior Level
2+ years exp45 applicants
1 week ago
Senior Manager/Associate Director, Compliance Operations and Monitoring - Remote Position
Puma Biotechnology, Inc.
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Biotechnology · Healthcare · Public
United StatesFull-time$160K/yr - $220K/yrRemoteSenior Level, Lead/Staff, Director/Executive6+ years exp200+ applicants
2 months ago
Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)
TD
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Finance · Banking · Late Stage
New York, NYFull-time$100K/yr - $135K/yrOnsiteSenior Level5+ years exp56 applicants
1 month ago
Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
TD Securities
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Finance · Banking · Late Stage
New York, NYFull-timeOnsiteSenior Level5+ years expLess than 25 applicants
H1B Sponsor Likely
2 months ago
Senior Associate Commissioner for Strategy, Monitoring and Compliance
Commonwealth of Massachusetts
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Government Administration · Late Stage
United States-Massachusetts-Everett- 135 Santilli HighwayFull-timeOnsiteSenior Level, Lead/Staff, Director/Executive7+ years expLess than 25 applicants
2 months ago
Senior Associate Commissioner for Strategy, Monitoring and Compliance
The Massachusetts Executive Office of Labor and Workforce Development (EOLWD)
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Government Administration · Late Stage
United States-Massachusetts-Everett- 135 Santilli HighwayFull-time$130K/yr - $130K/yrOnsiteSenior Level7+ years exp59 applicants
2 weeks ago
Senior Associate, Investment & Trading Compliance
Cohen & Steers
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Finance · Public
New York, NYFull-time$100K/yr - $110K/yrHybridMid, Senior Level1+ years exp85 applicants
Growth Opportunities1 month ago
Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
TD
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Finance · Banking · Late Stage
New York, NYFull-timeOnsiteSenior Level5+ years expLess than 25 applicants
2 weeks ago
Senior Manager/Associate Director, Compliance Operations and Monitoring
Puma Biotechnology, Inc.
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Biotechnology · Healthcare · Public
Los Angeles, CAFull-time$160K/yr - $220K/yrHybridSenior Level, Lead/Staff, Director/Executive6+ years exp176 applicants
2 months ago
Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)
TD Securities
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Finance · Banking · Late Stage
New York, NYFull-time$100K/yr - $135K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
H1B Sponsor Likely
2 months ago
Trade Surveillance Associate - Fixed Income (Compliance) - TD Securities (US)
TD
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Finance · Banking · Late Stage
New York, New YorkFull-time$100K/yr - $135K/yrOnsiteMid, Senior Level5+ years exp58 applicants
2 months ago
Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)
TD
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Finance · Banking · Late Stage
New York, New YorkFull-time$100K/yr - $130K/yrHybridMid, Senior Level5+ years exp37 applicants
1 month ago
Trade Surveillance Associate - FX (Compliance) - TD Securities (US)
TD
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Finance · Banking · Late Stage
New York, New YorkFull-time$100K/yr - $135K/yrOnsiteMid, Senior Level5+ years exp27 applicants
6 hours agoBe an early applicant
Sr. Analyst, Trade Compliance & Sanction Screening, North America
Align Technology
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Healthcare · Hardware · Public
San Jose, CAFull-time$141K/yr - $194K/yrOnsiteSenior Level6+ years expLess than 25 applicants
H1B Sponsor Likely
6 hours agoBe an early applicant
Senior Portfolio Compliance Associate
Atlantic Group
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Human Resources · B2B · Growth Stage
Jersey City, NJFull-time$165K/yr - $190K/yrOnsiteSenior Level5+ years expLess than 25 applicants
Growth Opportunities
15 hours ago
Corporate Compliance Monitoring and Testing Associate
SMBC Group
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Finance · Banking · Late Stage
Jersey City, NJFull-time$80K/yr - $131K/yrHybridMid, Senior Level5+ years exp85 applicants
H1B Sponsor Likely
22 hours ago
Compliance - Quant Modeling Associate Senior
JPMorganChase
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Finance · Banking · Public
Jersey City, NJFull-time$119K/yr - $170K/yrOnsiteMid, Senior Level2+ years exp48 applicants
Growth OpportunitiesNo H1B
16 hours ago
Market Risk Analysis & Reporting Team Specialist
SMBC Group
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Finance · Banking · Late Stage
New York, NYFull-time$131K/yr - $180K/yrHybridSenior Level7+ years exp200+ applicants
H1B Sponsor Likely
22 hours ago
Senior Analyst, Rates and Regulatory Affairs
Liberty
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Energy · Sustainability · Late Stage
Merrick, NYFull-time$86K/yr - $130K/yrHybridMid, Senior Level5+ years exp107 applicants
1 day ago
Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – FIC Macro Compliance - Vice President
Deutsche Bank
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Finance · Banking · Public
New York, NYFull-time$125K/yr - $203K/yrHybridMid, Senior Level71 applicants
