Chief Executive Officer

COO - Fixed Income

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Raymond James, Comcast, and Gentex to Deliver Keynotes at Parks Associates' 30th CONNECTIONS™: The Premier Connected Home Conference in Santa Clara, May 5-7

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Sr. Advisor, PCG IT Branch Exams

Raymond James is a financial services firm seeking a Sr. Advisor for their PCG IT Branch Exams. The role focuses on virtual endpoint and network security reviews, ensuring compliance with firm policies through technology-related assessments within branch offices.

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Senior Advisor, Compliance PCG Branch Exams

Raymond James is a financial services firm seeking a Senior Advisor for Compliance PCG Branch Exams. The role involves conducting onsite branch examinations of retail brokerage offices to ensure adherence to policies and regulations, as well as documenting and communicating findings effectively.

Sr. Advisor, Compliance PCG Branch Exams

Raymond James is a financial services firm that values integrity and client-first approaches. They are seeking a Sr. Advisor to execute the risk-based branch exam program and ensure compliance with regulations in the Private Client Group branches.

Raymond James is a financial services firm, and they are seeking a Senior Advisor for Compliance in their Private Client Group. The role involves conducting branch examinations to ensure adherence with firm policies and regulatory requirements, as well as documenting and communicating exam findings.

Raymond James is a financial services firm that is seeking a Senior Advisor for Compliance PCG Branch Exams. The role involves conducting onsite branch examinations of retail brokerage offices, ensuring adherence to firm policies and regulations, and documenting all testing activities.

Srdot Advisor, Pcg It Branch Exams in united states (1000+)

Sr. Advisor, PCG IT Branch Exams

Senior Advisor, Compliance PCG Branch Exams

Sr. Advisor, Compliance PCG Branch Exams

Sr. Advisor, Compliance PCG Branch Exams

Senior Advisor, Compliance PCG Branch Exams