Trade Surveillance Manager (broker Dealer And Swap Dealer) in united states (1000+)
13 hours agoBe an early applicant
Assurance Manager - Broker Dealer/Capital Markets
RSM US LLP
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Accounting · Consulting · Late Stage
Denver, CO
Full-time
$90K/yr - $170K/yr
Onsite
Mid, Senior Level
5+ years expLess than 25 applicants
Growth OpportunitiesNo H1B
2 days agoBe an early applicant
Swap Dealer, Finance Manager
FalconX
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Cryptocurrency · Financial Exchanges · Late Stage
New York, NYFull-time$176K/yr - $286K/yrHybridSenior Level, Lead/Staff10+ years expLess than 25 applicants
H1B Sponsor Likely
2 weeks ago
Risk Management - Credit Risk Vice President - Bank and Broker Dealers
JPMorganChase
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Asset Management · Banking · Public
Plano, TXFull-timeOnsiteMid, Senior Level7+ years exp55 applicants
Growth OpportunitiesH1B Sponsor Likely
2 weeks ago
Managing Director, Broker Dealer Consulting & Compliance
ACA Group
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Consulting · Cyber Security · Late Stage
Chattanooga, TNFull-timeOnsiteSenior Level, Lead/Staff10+ years expLess than 25 applicants
H1B Sponsor Likely
1 week ago
Broker-Dealer Compliance Manager
moomoo
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Financial Services · FinTech · Late Stage
Jersey City, NJFull-time$120K/yr - $150K/yrOnsiteMid Level3+ years expLess than 25 applicants
3 months ago
Payments Sales Manager- Asset Managers & Broker Dealers- Vice President
Chase
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Banking · Financial Services · Late Stage
2029 Century Park E, Los Angeles, CA, 90067, USFull-time$124K/yr - $179K/yrOnsiteMid, Senior Level5+ years exp95 applicants
4 days agoBe an early applicant
Broker Dealer Oversight Manager
Voya Financial
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Financial Services · Public
Boston, MAFull-time$100K/yr - $157K/yrOnsiteSenior Level5+ years expLess than 25 applicants
1 week ago
Associate Regional Consultant – Broker Dealer, AVP - State Street Investment Management
State Street
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Banking · Finance · Public
Boston, MAFull-time$70K/yr - $130K/yrHybridMid Level3+ years expLess than 25 applicants
2 weeks ago
Vice President, Independent Broker Dealer (IBD) Channel Marketing Manager
PIMCO
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Banking · Crowdfunding · Late Stage
New York, NYFull-time$150K/yr - $225K/yrOnsiteMid, Senior Level5+ years exp28 applicants
H1B Sponsor Likely
1 week ago
Broker Dealer Vendor Manager Specialist (HYBRID or REMOTE)
Equitable
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Banking · Consulting · Late Stage
United StatesFull-time$58K/yr - $62K/yrHybridMid Level3+ years expLess than 25 applicants
2 weeks ago
Sr. Manager, Broker-Dealer Financial Operations & Controls
Betterment
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Finance · Financial Services · Late Stage
New York, NYFull-time$135K/yr - $160K/yrHybridSenior Level5+ years expLess than 25 applicants
Culture & Values
4 days ago
Associate, Global Client Management - Banks and Broker Dealers
BNY
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Financial Services · Late Stage
New York, NYFull-time$52K/yr - $90K/yrOnsiteEntry, Mid Level2+ years exp121 applicants
1 month ago
Asset Management - Internal Client Advisor Independent Broker Dealer - Associate
JPMorganChase
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Asset Management · Banking · Public
1111 Polaris Pkwy, Columbus, OH, 43240, USFull-timeOnsiteEntry, Mid Level2+ years exp78 applicants
Growth OpportunitiesH1B Sponsor Likely1 month ago
Asset Management - Internal Client Advisor Independent Broker Dealer - Associate
Chase
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Banking · Financial Services · Late Stage
1111 Polaris Pkwy, Columbus, OH, 43240, USFull-timeOnsiteEntry, Mid Level2+ years expLess than 25 applicants
2 months ago
Broker-Dealer Ops - Registration & Licensing Manager
Voya Financial
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Financial Services · Public
MA-Boston, 121 Seaport BlvdFull-time$95K/yr - $118K/yrHybridMid, Senior Level49 applicants
3 months ago
Assurance Manager - Broker Dealer/Capital Markets
RSM US LLP
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Accounting · Consulting · Late Stage
DallasFull-time$90K/yr - $170K/yrOnsiteSenior Level5+ years expLess than 25 applicants
Growth OpportunitiesNo H1B
1 week ago
Broker/Dealer Margin Manager Assistant, Officer
State Street
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Banking · Finance · Public
Jersey City, NJFull-time$60K/yr - $101K/yrOnsiteSenior Level5+ years expLess than 25 applicants
1 week ago
Broker Dealer Vendor Manager Specialist (HYBRID or REMOTE)
Equitable
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Banking · Consulting · Late Stage
UNITED STATES-NC-CharlotteFull-time$58K/yr - $62K/yrHybridMid Level3+ years exp66 applicants
2 weeks ago
Payments Sales Manager- Asset Managers & Broker Dealers- Vice President
JPMorganChase
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Asset Management · Banking · Public
Los Angeles, CAFull-time$124K/yr - $179K/yrOnsiteMid, Senior Level5+ years expLess than 25 applicants
Growth OpportunitiesH1B Sponsor Likely1 week ago
Broker-Dealer Ops - Registration & Licensing Manager
Voya Financial
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Financial Services · Public
Boston, MAFull-time$95K/yr - $118K/yrHybridMid, Senior LevelLess than 25 applicants
