Vp, Compliance Trade Surveillance, Communications in united states (1000+)

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1 week ago
VP, Compliance - Trade Surveillance, Communications
TD
/
Finance · Banking · Late Stage
New York, New York
Full-time
$150K/yr - $180K/yr
Hybrid
Mid, Senior Level
5+ years exp
95 applicants


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1 week ago
VP, Compliance - Trade Surveillance, Communications
TD Securities
/
Finance · Banking · Late Stage
New York, NY
Full-time
$150K/yr - $180K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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H1B Sponsor Likely

15 hours ago
Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – FIC Macro Compliance - Vice President
Deutsche Bank
/
Finance · Banking · Public
New York, NY
Full-time
$125K/yr - $203K/yr
Hybrid
Mid, Senior Level
70 applicants


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1 week ago
Vice President, Technology Strategy – Trade Surveillance
Madison-Davis, LLC
/
Human Resources · Information Technology · Growth Stage
NYC Metro Area
Full-time
$130K/yr - $185K/yr
Hybrid
Director/Executive
47 applicants


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Growth Opportunities
H1B Sponsor Likely

1 week ago
Vice President, Trading Surveillance Compliance
moomoo
/
Finance · FinTech · Late Stage
Jersey City, NJ
Full-time
$120K/yr - $160K/yr
Onsite
Mid, Senior Level
7+ years exp
Less than 25 applicants


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1 week ago
Global Communications Surveillance Program SME - Assistant Vice President
Deutsche Bank
/
Finance · Banking · Public
Jacksonville, FL
Full-time
$75K/yr - $120K/yr
Hybrid
Mid, Senior Level
Less than 25 applicants


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1 week ago
Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Credit - Vice President
Deutsche Bank
/
Finance · Banking · Public
New York, NY
Full-time
$125K/yr - $203K/yr
Hybrid
Mid, Senior Level
157 applicants


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5 months ago
Global Communications Surveillance Program SME - Assistant Vice President
Deutsche Bank
/
Finance · Banking · Public
Jacksonville, 5201 Gate Parkway
Full-time
$75K/yr - $111K/yr
Hybrid
Mid, Senior Level
Less than 25 applicants


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4 months ago
Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – FIC Macro Compliance - Vice President
Deutsche Bank
/
Finance · Banking · Public
New York, 1 Columbus Circle
Full-time
$125K/yr - $203K/yr
Hybrid
Mid, Senior Level
58 applicants


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7 hours agoBe an early applicant
Director, Compliance
ChatGPT Jobs
/
Computer Software · Early Stage
Mountain View, CA
Full-time
$265K/yr - $280K/yr
Hybrid
Director/Executive
10+ years exp
Less than 25 applicants


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10 hours agoBe an early applicant
Director, Compliance – Silicon Valley, CA (Remote Considered)
Solutus Legal Search
/
Legal · Professional Services · Early Stage
United States
Full-time
$265K/yr - $280K/yr
Remote
Director/Executive
10+ years exp
Less than 25 applicants


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15 hours agoBe an early applicant
Chief Trust Officer
New Horizon Bank
/
Customer Service · Finance · Early Stage
Richmond, VA
Full-time
Onsite
Director/Executive
15+ years exp
Less than 25 applicants


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16 hours ago
Vice President, Equity Group
Monroe Capital LLC
/
Finance · Asset Management · Growth Stage
Chicago, IL
Full-time
$150K/yr - $200K/yr
Onsite
Mid, Senior Level
7+ years exp
200+ applicants


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H1B Sponsor Likely

22 hours agoBe an early applicant
Director, U.S. Trade Floor Risk Management
Scotiabank
/
Finance · Banking · Public
New York, NY
Full-time
$185K/yr - $311K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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H1B Sponsor Likely

1 day ago
Vice President, Suitability, Supervision & Agent Monitoring
Global Atlantic
/
Finance · Wellness · Late Stage
Hartford, Connecticut, United States
Full-time
$150K/yr - $170K/yr
Onsite
Mid, Senior Level
5+ years exp
64 applicants


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Comp. & Benefits

1 day ago
Director, Compliance
CrossCountry Mortgage, LLC
/
Lending · Finance · Late Stage
United States
Full-time
Remote
Mid, Senior Level
7+ years exp
30 applicants


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1 day ago
SVP, Chief Compliance Officer (for Monet Bank)
Beal Bank USA
/
Finance · Real Estate · Growth Stage
Plano, TX, US
Full-time
Onsite
Senior Level, Lead/Staff
8+ years exp
80 applicants


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1 day ago
SVP, Chief Compliance Officer (for Monet Bank)
Monet Bank
/
Financial Services · Early Stage
Plano, TX, US
Full-time
Onsite
Senior Level, Lead/Staff
8+ years exp
76 applicants


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1 day agoBe an early applicant
Risk & Compliance Manager (USA)
TOPPAN Edge Inc.
/
Printing · Late Stage
United States
Full-time
Remote
Senior Level
5+ years exp
Less than 25 applicants


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1 day agoBe an early applicant
Risk & Compliance Manager (USA)
Bottomline
/
SaaS · Software · Late Stage
United States
Contract
Remote
Senior Level
5+ years exp
Less than 25 applicants


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