Vp Compliance Officer Broker Dealer in united states (1000+)
8 hours ago
Vice President - Senior Swap Dealer Compliance Officer
BNP Paribas
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Banking · Consumer Lending · Public
Jersey City, NJ
Full-time
$115K/yr - $200K/yr
Onsite
Mid, Senior Level
5+ years exp44 applicants
12 hours agoBe an early applicant
US Banks Crypto & Digital Assets Advisory Compliance Officer, Vice President
Morgan Stanley
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Asset Management · Finance · Public
Washington, DCFull-time$108K/yr - $184K/yrOnsiteMid, Senior Level6+ years expLess than 25 applicants
15 hours ago
AML / OFAC Compliance Officer / Advisory (Financial Security), Vice President
Crédit Agricole CIB
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Banking · Financial Services · Late Stage
New York, NYFull-time$120K/yr - $150K/yrHybridMid, Senior Level5+ years exp200+ applicants
H1B Sponsor Likely
1 week ago
VP Compliance Officer - Broker Dealer
JCW Group
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Human Resources · Recruiting · Growth Stage
New York, United StatesFull-timeOnsiteSenior Level, Lead/Staff, Director/Executive7+ years exp71 applicants
Growth Opportunities
1 day ago
Broker Dealer Regulatory Governance Advisory Compliance Officer
SMBC Group
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Advice · Banking · Late Stage
New York, NYFull-time$139K/yr - $200K/yrHybridMid, Senior Level66 applicants
H1B Sponsor Likely
2 weeks ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
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Banking · Financial Services · Late Stage
New York, NYFull-time$270K/yr - $303K/yrOnsiteDirector/Executive10+ years exp35 applicants
H1B Sponsor Likely
1 month ago
Broker Dealer Compliance Officer
BTG Pactual
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Asset Management · Banking · Public
MiamiFull-timeOnsiteMid Level3+ years expLess than 25 applicants
Comp. & Benefits
1 week ago
Marketing Compliance Broker/Dealer Officer
TCW
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Asset Management · Finance · Late Stage
Los Angeles, CAFull-time$115K/yr - $150K/yrHybridSenior Level6+ years exp48 applicants
H1B Sponsor Likely
1 week ago
Broker Dealer Compliance Officer
Fortune 500
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Staffing & Recruiting · Early Stage
NYC Metro AreaContractOnsiteEntry, Mid, Senior Level73 applicants
1 week ago
Compliance Officer - Broker Dealer
Phaxis
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Delivery · Human Resources · Growth Stage
New York, NYContract$60/hr - $70/hrOnsiteSenior Level5+ years expLess than 25 applicants
2 months ago
US Sanction Delegate Officer - Vice President
Deutsche Bank
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Banking · Finance · Public
Jacksonville, 5201 Gate ParkwayFull-time$100K/yr - $130K/yrHybridMid, Senior Level5+ years expLess than 25 applicants
3 months ago
Crypto Advisory Compliance Officer, Vice President
E*TRADE from Morgan Stanley
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Banking · Finance · Public
Dallas, Texas, United States of AmericaFull-time$108K/yr - $184K/yrOnsiteMid, Senior Level6+ years exp33 applicants
1 week ago
Broker Dealer Controllership, Assistant Vice President
State Street
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Banking · Finance · Public
Stamford, ConnecticutFull-time$100K/yr - $168K/yrOnsiteMid, Senior Level5+ years exp70 applicants
2 months ago
Risk Management & Compliance Chief Data Office - Data Management Vice President
Chase
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Banking · Financial Services · Late Stage
500 Stanton Christiana Rd, Newark, DE, 19713, USFull-timeOnsiteMid, Senior Level7+ years exp29 applicants
3 weeks ago
Chief Financial Officer and Executive Vice-President, Finance, Procurement, and Compliance - (26-CFO-300000-104)
DC Water
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Environmental Consulting · Recycling · Late Stage
1385 Canal St, SE, Washington, DC, 20003, USFull-time$192K/yr - $320K/yrHybridDirector/Executive10+ years exp26 applicants
Comp. & Benefits
4 months ago
Risk Management - Credit Risk Vice President - Bank and Broker Dealers
JPMorganChase
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Asset Management · Banking · Public
8181 Communications Pkwy Ste C, Plano, TX, 75024, USFull-timeOnsiteMid, Senior Level7+ years expLess than 25 applicants
Growth OpportunitiesH1B Sponsor Likely
1 week ago
Vice President, Compliance Officer
PIMCO
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Banking · Crowdfunding · Late Stage
Newport Beach, CAFull-time$138K/yr - $195K/yrOnsiteMid, Senior Level5+ years exp63 applicants
H1B Sponsor Likely
2 weeks ago
Vice President Senior Compliance CRA Officer
First Bank Chicago
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Banking · Finance · Growth Stage
Greater Chicago AreaFull-time$128K/yr - $155K/yrHybridMid, Senior Level5+ years exp44 applicants
1 month ago
Senior Vice President, Compliance Officer
BNY
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Financial Services · Late Stage
Jersey City, NJFull-time$102K/yr - $172K/yrOnsiteMid, Senior Level5+ years exp123 applicants
1 week ago
Global Anti Money Laundering Compliance Officer Vice President
Citi
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Banking · Finance · Late Stage
Getzville New York United StatesFull-time$92K/yr - $138K/yrHybridMid, Senior Level6+ years exp89 applicants
H1B Sponsor Likely