Capital Markets Compliance Analyst Series 24 Broker Dealer Supervision in united states (1000+)

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1 week ago
Capital Markets Compliance Analyst- Series 24/Broker-Dealer Supervision
Regions Bank
/
Banking · Insurance · Late Stage
Atlanta, GA
Full-time
$95K/yr - $122K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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9 hours agoBe an early applicant
Compliance Analyst - Broker Dealer Support
Hartford Funds
/
Asset Management · Banking · Growth Stage
Wayne, PA
Full-time
Hybrid
Entry, Mid Level
2+ years exp
Less than 25 applicants


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2 days ago
Broker Dealer Compliance Analyst
Aspida
/
Finance · Financial Services · Growth Stage
Durham, NC
Full-time
Hybrid
Senior Level
5+ years exp
94 applicants


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Growth Opportunities

2 weeks ago
Assurance Manager - Broker Dealer/Capital Markets
RSM US LLP
/
Accounting · Consulting · Late Stage
Chicago, IL
Full-time
$90K/yr - $170K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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Growth Opportunities
No H1B

2 weeks ago
Compliance Analyst - Capital Markets Branch Oversight
Baird
/
Financial Services · Late Stage
Milwaukee, WI
Full-time
Hybrid
Entry, Mid Level
1+ years exp
29 applicants


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Growth Opportunities

2 weeks ago
Broker Dealer Compliance Analyst
FIS
/
Banking · Financial Services · Public
Bolingbrook, IL
Full-time
$59K/yr - $97K/yr
Onsite
Entry, Mid Level
2+ years exp
99 applicants


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1 week ago
Marketing Compliance Broker/Dealer Officer
TCW
/
Asset Management · Finance · Late Stage
Los Angeles, CA
Full-time
$115K/yr - $150K/yr
Hybrid
Senior Level
6+ years exp
48 applicants


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H1B Sponsor Likely

2 weeks ago
Compliance Supervisor - Broker Dealer
NewEdge Capital Group
/
Advice · Finance · Growth Stage
Pittsburgh, PA
Full-time
Onsite
Mid, Senior Level
2+ years exp
Less than 25 applicants


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1 week ago
Senior Compliance Analyst (Broker-Dealer)
Atlantic Group
/
B2B · Human Resources · Growth Stage
New York, NY
Full-time
$95K/yr - $125K/yr
Hybrid
Mid, Senior Level
3+ years exp
Less than 25 applicants


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Growth Opportunities

3 weeks ago
Internal Auditor Broker Dealer Capital Markets
Artius Solutions
/
Consulting · Information Technology · Early Stage
New York, NY
Contract
$80/hr - $95/hr
Hybrid
Senior Level, Lead/Staff, Director/Executive
10+ years exp
37 applicants


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1 week ago
Investment Banking Senior Associate/Vice President | Broker-Dealer & Capital Markets
Houlihan Lokey
/
Banking · Finance · Public
New York, NY, USA
Full-time
$200K/yr - $250K/yr
Onsite
Mid, Senior Level
5+ years exp
53 applicants


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Growth Opportunities
H1B Sponsor Likely

2 months ago
Senior Vice President - Compliance (Capital Markets Supervisory)
PJT Partners
/
Advice · Asset Management · Public
New York
Full-time
$175K/yr - $200K/yr
Onsite
Mid, Senior Level
5+ years exp
58 applicants


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Growth Opportunities
H1B Sponsor Likely

3 months ago
Assurance Manager - Broker Dealer/Capital Markets
RSM US LLP
/
Accounting · Consulting · Late Stage
Dallas
Full-time
$90K/yr - $170K/yr
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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Growth Opportunities
No H1B

4 months ago
Broker Dealer Compliance Analyst
FIS
/
Banking · Financial Services · Public
US IL BOL 270 SteA
Full-time
$59K/yr - $97K/yr
Onsite
Entry, Mid Level
2+ years exp
69 applicants


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4 hours ago
Capital Markets Analyst
Cohen & Company Capital Markets
/
Banking · Finance · Early Stage
NYC Metro Area
Full-time
Onsite
Entry, Mid Level
1+ years exp
200+ applicants


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No H1B

4 hours ago
Experienced Analyst, Equity Capital Markets
Guggenheim Partners
/
Finance · Financial Services · Late Stage
Boston
Full-time
$110K/yr - $125K/yr
Onsite
Entry Level
1+ years exp
85 applicants


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7 hours ago
Senior Analyst - Credit Hedge Fund
Metis Search
/
Banking · Financial Services · Early Stage
New York, United States
Full-time
Onsite
Senior Level
6+ years exp
91 applicants


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4 hours agoBe an early applicant
Energy Settlements Analyst I, II, III or Senior
Tri-State Generation and Transmission Association, Inc.
/
Natural Resources · Late Stage
Westminster, CO
Full-time
$109K/yr - $139K/yr
Onsite
Entry, Mid, Senior Level
8+ years exp
Less than 25 applicants


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4 hours agoBe an early applicant
Compliance Analyst - AM
Illinois Housing Development Authority
/
Financial Services · Lending · Growth Stage
Chicago, IL
Full-time
$52K/yr - $65K/yr
Hybrid
Entry Level
1+ years exp
Less than 25 applicants


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8 hours ago
Compliance Analyst - Marketplace Advisory
Centene Corporation
/
Hospital & Health Care · Late Stage
United States
Full-time
$56K/yr - $101K/yr
Remote
Entry Level
1+ years exp
97 applicants


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