Compliance Examiner, Broker Dealer in united states (1000+)

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1 month ago
Compliance Examiner, Broker-Dealer
Horace Mann
/
Auto Insurance · Financial Services · Public
United States
Full-time
$84K/yr - $124K/yr
Remote
Mid Level
3+ years exp
Less than 25 applicants


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2 months ago
Compliance Examiner, Broker-Dealer
Horace Mann
/
Auto Insurance · Financial Services · Public
United States
Full-time
$72K/yr - $105K/yr
Remote
Mid Level
3+ years exp
28 applicants


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10 hours ago
Broker Dealer Compliance Analyst
Aspida
/
Finance · Financial Services · Growth Stage
Durham, NC
Full-time
Hybrid
Senior Level
5+ years exp
92 applicants


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Growth Opportunities

2 hours ago
Financial Examiner 1
Team Georgia Careers
/
Government Administration · Late Stage
Georgia - Fulton - Atlanta
Full-time
$48K/yr - $48K/yr
Hybrid
Entry Level
3+ years exp
78 applicants


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2 hours agoBe an early applicant
Principal Rates & Regulatory Analyst
American Water
/
Consumer · Waste Management · Public
United States
Full-time
$121K/yr - $165K/yr
Remote
Lead/Staff
10+ years exp
Less than 25 applicants


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Comp. & Benefits

3 hours agoBe an early applicant
Trade Compliance Analyst
Sunrise Systems, Inc.
/
Information Technology & Services · Late Stage
Waltham, MA
Contract
$40/hr - $45/hr
Hybrid
Mid, Senior Level
4+ years exp
Less than 25 applicants


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3 hours ago
MLS Compliance Analyst
VeeAR Projects Inc.
/
Information Technology · Software · Growth Stage
United States
Contract
Remote
Entry, Mid Level
2+ years exp
90 applicants


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Growth Opportunities

3 hours ago
Mortgage Compliance Disclosure Desk Specialist
Texas Bank
/
Banking · Communities · Growth Stage
Fort Worth, TX
Full-time
Onsite
Entry Level
2+ years exp
80 applicants


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2 hours agoBe an early applicant
Compliance and Risk Analyst- hybrid (Milwaukee-based)
Marquette University
/
Higher Education · Late Stage
Milwaukee, WI
Full-time
Hybrid
Entry, Mid Level
2+ years exp
Less than 25 applicants


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7 hours ago
Senior CLO Compliance Analyst
FIS
/
Banking · Financial Services · Public
Houston, TX
Full-time
$95K/yr - $160K/yr
Onsite
Mid, Senior Level
3+ years exp
48 applicants


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3 hours ago
Compliance Analyst
Dentons
/
Advice · Consulting · Late Stage
Chicago, IL
Full-time
$74K/yr - $94K/yr
Onsite
Mid Level
3+ years exp
166 applicants


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H1B Sponsor Likely

4 hours ago
Regulatory Analyst - Temporary
University of Miami
/
Higher Education · Late Stage
United States
Full-time
Remote
Entry Level
1+ years exp
77 applicants


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11 hours ago
Compliance Analyst II
The Voleon Group
/
Financial Services · Venture Capital · Growth Stage
Berkeley, CA
Full-time
$120K/yr - $135K/yr
Hybrid
Mid, Senior Level
5+ years exp
38 applicants


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Comp. & Benefits
H1B Sponsor Likely

1 day agoBe an early applicant
Security Based Swap Dealer Senior Compliance Officer
StoneX Group Inc.
/
Finance · Financial Services · Public
Miami, FL
Full-time
$150K/yr - $190K/yr
Hybrid
Senior Level
7+ years exp
Less than 25 applicants


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No H1B

1 day ago
Retirement Plan Compliance Analyst
WTW
/
Consulting · Information Technology · Public
Atlanta, GA
Full-time
$65K/yr - $80K/yr
Hybrid
Mid Level
70 applicants


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No H1B

1 day ago
Compliance Analyst
Neuberger Berman
/
Banking · Business Development · Public
New York, NY
Full-time
$85K/yr - $105K/yr
Onsite
Entry, Mid Level
1+ years exp
200+ applicants


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Culture & Values
No H1B

1 day agoBe an early applicant
Security Based Swap Dealer Senior Compliance Officer
StoneX Group Inc.
/
Finance · Financial Services · Public
Winter Park, FL
Full-time
$150K/yr - $190K/yr
Hybrid
Senior Level
7+ years exp
Less than 25 applicants


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No H1B

2 days ago
Compliance Examiner Senior (Mortgage Operations)
Freddie Mac
/
Finance · Financial Services · Public
McLean, VA
Full-time
$96K/yr - $144K/yr
Onsite
Mid, Senior Level
5+ years exp
29 applicants


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H1B Sponsor Likely

1 week ago
Senior Compliance Analyst (Broker-Dealer)
Atlantic Group
/
B2B · Human Resources · Growth Stage
New York, NY
Full-time
$95K/yr - $125K/yr
Hybrid
Mid, Senior Level
3+ years exp
Less than 25 applicants


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Growth Opportunities

3 months ago
Senior Compliance Analyst - Mortgage
Redwood Credit Union
/
Finance · Late Stage
Santa Rosa, California
Full-time
$98K/yr - $129K/yr
Onsite
Senior Level
6+ years exp
36 applicants


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Growth Opportunities
No H1B