Compliance Officer Broker Dealer Advisory in united states (1000+)
1 day ago
Broker Dealer Regulatory Governance Advisory Compliance Officer
SMBC Group
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Advice · Banking · Late Stage
New York, NY
Full-time
$139K/yr - $200K/yr
Hybrid
Mid, Senior Level66 applicants
H1B Sponsor Likely
5 days ago
Compliance Officer-Broker Dealer Advisory
Atlas Search
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Finance · Recruiting · Growth Stage
NYC Metro AreaFull-time$150K/yr - $200K/yrHybridMid Level58 applicants
Growth Opportunities
2 weeks ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
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Banking · Financial Services · Late Stage
New York, NYFull-time$270K/yr - $303K/yrOnsiteDirector/Executive
10+ years exp32 applicants
H1B Sponsor Likely
1 month ago
Broker Dealer Compliance Officer
BTG Pactual
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Asset Management · Banking · Public
MiamiFull-timeOnsiteMid Level3+ years expLess than 25 applicants
Comp. & Benefits
1 week ago
Marketing Compliance Broker/Dealer Officer
TCW
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Asset Management · Finance · Late Stage
Los Angeles, CAFull-time$115K/yr - $150K/yrHybridSenior Level6+ years exp48 applicants
H1B Sponsor Likely
1 week ago
Broker Dealer Compliance Officer
Fortune 500
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Staffing & Recruiting · Early Stage
NYC Metro AreaContractOnsiteEntry, Mid, Senior Level73 applicants
1 week ago
Compliance Officer - Broker Dealer
Phaxis
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Delivery · Human Resources · Growth Stage
New York, NYContract$60/hr - $70/hrOnsiteSenior Level5+ years expLess than 25 applicants
3 weeks ago
Compliance Advisory Associate - Private Side, Broker-Dealer
SMBC Group
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Advice · Banking · Late Stage
Jersey City, NJFull-time$82K/yr - $140K/yrHybridMid, Senior Level4+ years exp43 applicants
H1B Sponsor Likely
1 week ago
VP Compliance Officer - Broker Dealer
JCW Group
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Human Resources · Recruiting · Growth Stage
New York, United StatesFull-timeOnsiteSenior Level, Lead/Staff, Director/Executive7+ years exp71 applicants
Growth Opportunities
1 hour agoBe an early applicant
Compliance Officer II
Bank of Hawaii
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Banking · Finance · Public
Honolulu, HIFull-timeOnsiteMid Level4+ years expLess than 25 applicants
3 hours agoBe an early applicant
US Banks Crypto & Digital Assets Advisory Compliance Officer, Vice President
Morgan Stanley
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Asset Management · Finance · Public
New York, NYFull-time$108K/yr - $184K/yrOnsiteMid, Senior Level6+ years expLess than 25 applicants
7 hours agoBe an early applicant
AVP Compliance Officer
New Valley Bank & Trust
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Banking · Finance · Early Stage
Springfield, MAFull-timeOnsiteSenior LevelLess than 25 applicants
6 hours ago
Compliance Officer
Texas Bankers Association
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Association · Banking · Growth Stage
United StatesFull-time$100K/yr - $105K/yrRemoteSenior Level5+ years exp60 applicants
2 hours ago
VN-US10-2026-011 National Financial Compliance Officer
IOM GLOBAL OFFICE WASHINGTON DC
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Non-profit Organization Management · Late Stage
Washington, District of Columbia, 20036, USFull-time$8,292/mo - $8,292/moOnsiteEntry, Mid Level2+ years exp56 applicants
No H1B
4 hours agoBe an early applicant
Senior Compliance Officer
Brown Advisory
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Asset Management · Financial Services · Late Stage
Baltimore, MDFull-time$110K/yr - $140K/yrOnsiteMid, Senior Level7+ years expLess than 25 applicants
Growth OpportunitiesNo H1B
4 hours agoBe an early applicant
Trade Compliance Officer (Electronics Wholesale & Exports)
Shield
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Banking · Blockchain · Early Stage
Miami, FLFull-timeOnsiteMid Level3+ years expLess than 25 applicants
Growth Opportunities
5 hours agoBe an early applicant
Senior Compliance Officer
City of Boston
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Government · Late Stage
Boston, MAFull-timeOnsiteMid, Senior Level3+ years expLess than 25 applicants
2 hours agoBe an early applicant
National Escrow Officer
Fidelity National Financial
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Finance · Financial Services · Public
Denver, CO, USFull-time$27/hr - $45/hrOnsiteMid Level3+ years expLess than 25 applicants
6 hours agoBe an early applicant
Consumer Compliance Officer
Partnership Employment
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Consulting · Human Resources · Early Stage
NYC Metro AreaFull-time$115K/yr - $130K/yrHybridMid LevelLess than 25 applicants
6 hours agoBe an early applicant
Escrow Officer, California
Mortgage Connect, LP
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Real Estate · Late Stage
Santa Ana, CAFull-time$55K/yr - $65K/yrOnsiteMid, Senior Level3+ years expLess than 25 applicants
