Compliance Officer Senior Investment Advisory in united states (1000+)

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2 hours agoBe an early applicant
Senior Compliance Officer – Capital Markets
PJT Partners
/
Advice · Asset Management · Public
New York, United States
Full-time
$175K/yr - $200K/yr
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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Growth Opportunities
H1B Sponsor Likely

3 hours agoBe an early applicant
Security Based Swap Dealer Senior Compliance Officer
StoneX Group Inc.
/
Finance · Financial Services · Public
Winter Park, FL
Full-time
$150K/yr - $190K/yr
Hybrid
Senior Level
7+ years exp
Less than 25 applicants


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No H1B

1 day ago
Senior Compliance Officer
Western Alliance Bank
/
Banking · Finance · Public
Phoenix, AZ
Full-time
Onsite
Mid, Senior Level
2+ years exp
28 applicants


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H1B Sponsor Likely

1 day ago
Senior Analyst, BDO Capital Advisors - Investment Banking
BDO USA
/
Accounting · Consulting · Late Stage
San Francisco, CA
Full-time
$80K/yr - $100K/yr
Onsite
Mid, Senior Level
1+ years exp
32 applicants


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H1B Sponsor Likely

1 day ago
Senior Investment Consultant - Institutional, RIA, and Family Offices (West Coast)
ProShares
/
Financial Services · FinTech · Growth Stage
United States
Full-time
$175K/yr - $200K/yr
Remote
Senior Level, Lead/Staff
10+ years exp
31 applicants


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1 day agoBe an early applicant
Senior FCRM Compliance Officer - Prime Brokerage Oversight
TD Securities
/
Banking · Finance · Late Stage
New York, NY
Full-time
$100K/yr - $115K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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H1B Sponsor Likely

1 day agoBe an early applicant
Life Sciences Senior Consultant - Investor (Multiple Offices)
ClearView Healthcare Partners
/
Health Care · Growth Stage
New York, NY
Full-time
$160K/yr - $160K/yr
Hybrid
Mid, Senior Level
3+ years exp
Less than 25 applicants


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H1B Sponsor Likely

1 day agoBe an early applicant
Senior CIB Financial Crime Risk Compliance Officer
TD Securities
/
Banking · Finance · Late Stage
New York, NY
Full-time
$100K/yr - $115K/yr
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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H1B Sponsor Likely

2 days ago
Senior Compliance Officer, Card Network Specialist
Adyen
/
Financial Services · FinTech · Public
San Francisco
Full-time
$145K/yr - $195K/yr
Onsite
Senior Level
5+ years exp
32 applicants


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Culture & Values

2 days ago
Senior Compliance Officer
Ziegler
/
Advice · Banking · Public
Chicago, IL
Full-time
$140K/yr - $160K/yr
Onsite
Senior Level
29 applicants


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2 days ago
Senior Investment Advisor
Bryn Mawr Trust
/
Asset Management · Banking · Late Stage
Berwyn, PA
Full-time
$109K/yr - $179K/yr
Onsite
Mid, Senior Level
7+ years exp
49 applicants


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2 days agoBe an early applicant
Senior Associate, Investment & Trading Compliance
Cohen & Steers
/
Finance · Public
New York, NY
Full-time
$100K/yr - $110K/yr
Hybrid
Mid, Senior Level
1+ years exp
Less than 25 applicants


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Growth Opportunities

2 days agoBe an early applicant
Senior Compliance Advisor
Fidelity Investments
/
Asset Management · Finance · Late Stage
Covington, KY
Full-time
Hybrid
Senior Level
Less than 25 applicants


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Growth Opportunities
No H1B

2 days agoBe an early applicant
Senior Consultant, Risk & Investigations, Forensic Accounting and Advisory Services| Forensic and Litigation Consulting
FTI Consulting
/
Health Care · Information Technology · Late Stage
United States, Texas, Houston
Full-time
Hybrid
Mid, Senior Level
3+ years exp
Less than 25 applicants


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Growth Opportunities
H1B Sponsor Likely

1 week ago
Senior Digital Asset Advisory Compliance Officer
E*TRADE from Morgan Stanley
/
Banking · Finance · Public
Dallas, Texas, United States of America
Full-time
$148K/yr - $248K/yr
Onsite
Senior Level, Lead/Staff, Director/Executive
6+ years exp
48 applicants


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1 week ago
Senior Digital Asset Advisory Compliance Officer
Morgan Stanley
/
Asset Management · Finance · Public
Dallas, TX
Full-time
$148K/yr - $248K/yr
Onsite
Senior Level, Lead/Staff, Director/Executive
6+ years exp
Less than 25 applicants


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3 days ago
Business Line Compliance Officer – Senior Analyst (Fixed Income & Equities Advisory)
Performance Trust Capital Partners
/
Career Planning · Finance · Growth Stage
United States
Full-time
$75K/yr - $95K/yr
Remote
Mid, Senior Level
2+ years exp
36 applicants


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No H1B

1 month ago
Senior Commodities Compliance Advisory Officer
Madison-Davis, LLC
/
Human Resources · Information Technology · Growth Stage
NYC Metro Area
Full-time
$225K/yr - $300K/yr
Hybrid
Senior Level
110 applicants


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Growth Opportunities
H1B Sponsor Likely

1 week ago
Senior Compliance Officer
The City of San Diego
/
Construction · Government · Late Stage
San Diego County, CA
Contract
Onsite
Mid, Senior Level
3+ years exp
42 applicants


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2 weeks ago
Senior Investigator, BSA/AML Financial Crimes Compliance
Coinflow
/
Cryptocurrency · Finance · Early Stage
Chicago, IL
Full-time
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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