Deputy Compliance Officer Registered Investment Advisor in united states (1000+)

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3 days ago
Deputy Compliance Officer - Registered Investment Advisor
Conselium Compliance Search
/
Recruiting · Staffing Agency · Early Stage
Dallas, TX
Full-time
Onsite
Mid Level
26 applicants


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1 week ago
Regional Compliance Officer (West) - Key Investment Services (KIS)
KeyBank
/
Banking · Late Stage
United States
Full-time
$71K/yr - $125K/yr
Onsite
Mid, Senior Level
5+ years exp
46 applicants


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2 weeks ago
Chief Compliance Officer - Broker-Dealer and Registered Investment Advisor
Mercury
/
Banking · Financial Services · Late Stage
New York, NY
Full-time
$270K/yr - $303K/yr
Onsite
Director/Executive
10+ years exp
31 applicants


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H1B Sponsor Likely

3 days ago
Compliance Analyst – Registered Investment Advisors
Natixis Investment Managers
/
Asset Management · Financial Services · Growth Stage
Boston, MA
Full-time
$70K/yr - $90K/yr
Hybrid
Mid Level
3+ years exp
84 applicants


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1 week ago
Regional Compliance Officer - Key Investment Services (KIS)
KeyBank
/
Banking · Late Stage
Brooklyn, OH
Full-time
$71K/yr - $125K/yr
Hybrid
Senior Level
5+ years exp
Less than 25 applicants


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1 hour agoBe an early applicant
Compliance Officer
Farmers & Merchants Bank of Long Beach
/
Banking · Financial Services · Public
Lakewood, CA
Full-time
Onsite
Senior Level, Lead/Staff
10+ years exp
Less than 25 applicants


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1 hour agoBe an early applicant
Senior Trust Officer
FAMU National Alumni Association
/
Non-profit Organization Management · Early Stage
Chevy Chase, MD
Full-time
$98K/yr - $210K/yr
Onsite
Mid, Senior Level
5+ years exp
Less than 25 applicants


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6 hours agoBe an early applicant
Senior Compliance Advisor
Fidelity Investments
/
Asset Management · Finance · Late Stage
Covington, KY
Full-time
Hybrid
Senior Level
Less than 25 applicants


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Growth Opportunities
No H1B

5 hours agoBe an early applicant
Senior Compliance Professional
WSP in the U.S.
/
Association · Banking · Late Stage
Kennesaw, GA
Full-time
Hybrid
Senior Level
7+ years exp
Less than 25 applicants


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9 hours agoBe an early applicant
Compliance Officer
Blueprint Investment Partners
/
Finance · Financial Services · Early Stage
Dallas, TX
Full-time
Onsite
Senior Level
5+ years exp
Less than 25 applicants


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9 hours agoBe an early applicant
Compliance Officer - Mortgages
UBS
/
Asset Management · Banking · Public
Tennessee, United States
Full-time
$176K/yr - $229K/yr
Onsite
Senior Level, Lead/Staff
10+ years exp
Less than 25 applicants


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H1B Sponsor Likely

14 hours agoBe an early applicant
Compliance Officer
Diversify Advisor Network
/
Finance · Insurance · Growth Stage
United States
Full-time
Remote
Lead/Staff, Director/Executive
5+ years exp
Less than 25 applicants


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12 hours ago
Compliance Associate
Dynamics Executive Search
/
Banking · Consulting · Early Stage
NYC Metro Area
Full-time
Hybrid
Mid Level
3+ years exp
200+ applicants


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Growth Opportunities

13 hours ago
Associate Principal, Compliance Monitoring
The Options Clearing Corporation (OCC)
/
Finance · Financial Services · Late Stage
Chicago - 125 S Franklin
Full-time
$97K/yr - $137K/yr
Hybrid
Mid, Senior Level
3+ years exp
61 applicants


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No H1B

15 hours ago
Compliance Associate
JW Michaels & Co.
/
Consulting · Human Resources · Growth Stage
Westchester County, NY
Full-time
Hybrid
Entry, Mid Level
2+ years exp
53 applicants


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1 day agoBe an early applicant
Compliance Officer I
Massachusetts Department of Public Utilities
/
Government Administration · Growth Stage
Boston, MA
Part-time
$58K/yr - $83K/yr
Onsite
Entry Level
2+ years exp
Less than 25 applicants


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23 hours ago
Compliance Associate
University of Miami
/
Higher Education · Late Stage
Miami, FL
Full-time
Onsite
Mid Level
3+ years exp
77 applicants


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1 day ago
Compliance Officer-Credit Cards
City National Bank
/
Banking · Finance · Public
Newark, DE
Full-time
$77K/yr - $143K/yr
Onsite
Mid, Senior Level
5+ years exp
42 applicants


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H1B Sponsor Likely

1 day ago
Compliance advisor - financial services (contract)
WRITER
/
Agentic AI · Content · Growth Stage
United States
Contract
$80/hr - $110/hr
Remote
Senior Level
43 applicants


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Growth Opportunities

1 day agoBe an early applicant
Consumer Compliance Officer
Banesco USA
/
Banking · Finance · Growth Stage
Miami, FL, US
Full-time
Hybrid
Senior Level
5+ years exp
Less than 25 applicants


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