200+ applicants

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Company

Original Job Post

EarnIn · 5 days ago

Compliance Operations Analyst

United States

Full-time

Remote

Mid Level

$80K/yr - $90K/yr

3+ years exp

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Employee BenefitsFinancial Services

H1B Sponsorship

Actively Hiring

Growth Opportunities

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Responsibilities

Support the development and execution of a Compliance Issues Management process to address regulatory risks for the Compliance program

Analyze regulations and their applicability to products and services, and assist with developing compliant processes and controls

Execute projects as directed by the manager, ensuring timely and accurate completion while seeking guidance when needed

Monitor adherence to policies and procedures, and test the effectiveness of processes and controls

Identify potential areas of weakness and work with partners to strengthen the control environment

Monitor the implementation of corrective actions and escalate when appropriate

Foster collaboration and provide cross-functional support within the department, including areas such as fincrime & fraud, regulatory complaints, product and marketing compliance, and the overall compliance program

All other duties as assigned

Qualification

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Compliance Risk ManagementFinancial Services RegulationsControl FrameworksProject ManagementExcel/SheetsPowerPoint/SlidesProblem-SolvingHard WorkingClear CommunicationDetail-OrientedCreative ThinkingCritical ThinkingAnalytical SkillsIntegrityProfessionalism

Required

3+ years of compliance risk management experience in Financial Services

Demonstrated knowledge and application of financial services related laws and regulations

Demonstrated knowledge of compliance/regulatory risks, processes, and control frameworks, and the ability to design and evaluate the effectiveness of controls embedded within business processes

Prior professional services, financial services, or regulatory experience

Clear, concise, and persuasive written and verbal communication

Strong orientation to deadlines and detail

Commercially-oriented creative thinker and problem solver

Strong project management, critical thinking, and analytical skills

Ability to embrace and champion our core values

Mature, professional and of unquestionable integrity, carrying out excellent judgment when handling sensitive information

Proficiency in Excel/Sheets (VLOOKUP, INDEX MATCH, advanced conditional formatting, pivot tables and reporting, macros and VBA) and PowerPoint/Slides

Benefits

Equity

Benefits

Company

EarnIn

Glassdoor

4.3

EarnIn gives people access to their pay directly from their smartphones, whenever they need it

Founded in 2012

Palo Alto, California, USA

201-500 employees

https://www.earnin.com

H1B Sponsorship

EarnIn has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Trends of Total Sponsorships

2023 (25)

2022 (27)

2021 (23)

2020 (34)