152 applicants
Bayview Asset Management, LLC · 2 days ago
Compliance Analyst/Associate - ESG Specialist
Coral Gables, FL
Full-time
Hybrid
Entry, Mid Level
$140K/yr - $160K/yr
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Hiring Manager
Silvia Reyes
Insider Connection @Bayview Asset Management, LLC
Responsibilities
Performing forensic testing and surveillance activities to detect and resolve potential compliance issues;
Assisting with regulatory examinations and internal audits
Monitoring private fund and employee personal trading;
Advising employees regarding company policies and procedures;
Assisting in the preparation of regulatory filings;
Maintaining internal books and records;
Assisting in the identification of potential conflicts of interest and compliance risks;
Leading training sessions related to the Code of Ethics; and
Staying updated on securities laws and regulations.
ESG Stakeholder Engagement: Engaging with internal and external ESG stakeholders, including investors, to understand their ESG expectations and communicate the organization's efforts and performance.
ESG Reporting and Disclosure: Preparing and coordinating the organization's ESG reporting and disclosure activities, including sustainability reports, and responses to investor inquiries.
ESG Developments Monitoring: Monitoring regulatory developments, industry standards, and best practices related to ESG. Staying informed about emerging trends and innovations in ESG practices, and participate in industry forums, working groups, and initiatives.
ESG Policy Development: Developing and updating ESG policies and procedures to align with regulatory requirements and industry standards, considering the organization's specific business activities and risk profile.
ESG Risk Assessment: Conducting ESG risk assessments to identify potential areas for improvement and of reputational risk, and develop mitigation strategies in collaboration with relevant stakeholders.
ESG Data Management: Overseeing the collection, analysis, and reporting of ESG-related data, ensuring accuracy, completeness, and transparency in disclosures to stakeholders.
ESG Training and Awareness: Providing training and awareness programs to employees on ESG topics, including relevant laws, regulations, and company policies.
Continuous ESG Improvement: Identifying opportunities for enhancing the organization's ESG performance and reputation, and collaborate with cross-functional teams to implement improvements.
Qualification
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Required
Ability to understand securities laws and complex business transactions
Strong work ethic and ability to work independently
Excellent organizational skills and attention to detail
Prior experience at a SEC-registered investment adviser or investment adviser consultant
Ability to meet tight deadlines and multitask
Strong communication skills
Bachelor’s degree required
Preferred
Professional certifications in ESG, compliance, or related fields (e.g., CFA Institute Certificate in ESG Investing, Certified Compliance & Ethics Professional)
Company
Bayview Asset Management, LLC
Bayview Asset Management, LLC (“Bayview”), initially founded in 1993, is an investment management firm focused on mortgage and consumer credit, including whole loans, asset-backed securities, mortgage servicing rights, mortgage-related equities, and other mortgage and consumer credit assets.
Founded in 1995
1,001-5,000 employees
H1B Sponsorship
Bayview Asset Management, LLC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Trends of Total Sponsorships
2023 (26)
2022 (21)
2021 (15)
2020 (14)
Funding
Current Stage
Late StageLeadership Team
Sean O'Neil
Chief Financial Officer
Company data provided by crunchbase
