200+ applicants

Company

Original Job Post

Inspira Financial · 2 days ago

Sr. Compliance Analyst

Oak Brook, IL

Contract

Remote

Senior Level

4+ years exp

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Financial Services

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Responsibilities

Lead and perform day-to-day reviews of business-related questions

Assist with management of incoming requests to the department via Salesforce, Outlook and Teams

Cross train and provide backup to other compliance department staff as needed to meet department objectives

Develop and present content to various audiences and respond to inquiries from internal business partners

Stay up to date with new rules, regulations, and emerging risks to assist in development, implementation and revision of current policies and procedures.

Assist and support the Manager and/or Director in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices

Mentor, coach, and develop junior analysts within the Compliance and Risk Management team

Provide guidance and training to Sales, Marketing, Operations, Client Service, and Product staff

Assist with creating and providing compliance training to employees

Foster an environment of teamwork, inclusiveness, and a culture of compliance

Other duties as assigned

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Microsoft ExcelMicrosoft WordMicrosoft VisioMicrosoft TeamsMicrosoft SharePointMicrosoft OutlookSalesforceData analysisCommunicationInterpersonalCollaborationProblem solvingCritical thinkingSelf-motivatedResourcefulMentoringTrainingCoachingEthical standardsCertified Anti-Money Laundering Specialist (CAMS)Certified Fraud Examiner (CFE)Certified IRA Services Professional (CISP)IRAsInvestingAlternative AssetsHealth Benefit AccountsBank Secrecy Act (BSA)Suspicious Activity Reports (SARs)OFAC HitsCustomer Identification Program (CIP)

Required

Bachelor’s degree or equivalent in Business, Finance, Economics, or related field

4-7 years of applicable experience

Excellent verbal and written communication, presentation skills and strong interpersonal skills

Ability to communicate complex information effectively with people in a variety of relationships and situations

Skilled at working collaboratively across departments

Proficiency with Microsoft products including Excel, Word, Visio, Teams, SharePoint, Outlook; as well as Salesforce and the ability to quickly learn new systems

High level of accuracy, attention to detail and strong organizational skills

Ability to analyze data. Strong problem solving and critical thinking skills

Self-motivated and resourceful. Able to work independently and build strong working relationships

Capable of mentoring, training, and coaching junior analysts

High ethical standards