145 applicants

Company

Original Job Post

Societe Generale · 3 days ago

Regulatory Inventory Compliance Officer - Associate

New York, United States

Full-time

Hybrid

Mid Level

3+ years exp

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Responsibilities

Maintaining and updating an inventory of U.S. laws, rules and regulations (LRRs) applicable to the Firm’s U.S. operations (Regulatory Inventory);

Maintaining and updating the enhanced mapping and linkages of the LRRs in the Regulatory Inventory to various data points such as Firm business lines, risk categories, policies, procedures and controls;

Requesting feedback on laws, rules and regulations and their impact on the Regulatory Inventory from subject matter experts (SMEs), including Legal and Compliance coverage and other stakeholders;

Communicating regulatory information to stakeholders across the Firm both in the U.S. and globally;

Maintaining and enhancing the processes and procedures necessary to maintain the Regulatory Inventory;

Assisting in disseminating changes to LRRs to stakeholders;

Drafting Regulatory Inventory related presentations and reports;

Escalating and remediating any identified gaps in the Regulatory Inventory;

Participating in the implementation and socialization of new technologies, (e.g., source system feeds, Governance, Risk and Compliance (GRC) tool) and the further automation and enhanced functionalities of the Regulatory Inventory;

Preparing reports and presentations, as needed, for Paris-based Legal & Compliance Departments, senior management in the U.S. and relevant governance committees; and

Working with the Regulatory Framework Management team on on-going and ad hoc special projects.

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

ComplianceTestingData managementLegal knowledgeRegulatory environmentRulemaking processesExcelGRC systemsProblem-solvingOrganizationalInterpersonalCommunicationAttention to detailInitiativePrioritization

Required

3+ years of Compliance experience, or equivalent shown through work experience, training or education

Experience in testing and roll out of new technologies

Experience and comfort in managing large data sets

Basic understanding of the U.S. legal and regulatory environment and rulemaking processes applicable to U.S financial services institutions

Strong organizational, interpersonal and communication skills

Great attention to detail

Capable of handling multiple ad-hoc requests

Demonstrated history of taking initiative

Ability to prioritize and work in a dynamic, deadline-focused environment

Advanced experience with Excel

Experience working with GRC systems

Bachelors Degree

Preferred

JD or other advanced degree is a plus

Benefits

Hybrid work environment

Equal opportunity employer

Company

Societe Generale

Glassdoor

3.8

Societe Generale is a financial services organization that offers retail, corporate, and investment banking services.

Founded in 1864

Paris, Ile-de-France, FRA

10,001+ employees

https://www.societegenerale.com

H1B Sponsorship

Societe Generale has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Trends of Total Sponsorships

2023 (3)

2022 (5)

2021 (17)

2020 (19)