Supervisory Analyst @ Piper Sandler | Jobright.ai
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Piper Sandler · 2 days ago

Supervisory Analyst

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Responsibilities

Edit, review and approve research materials to ensure compliance with FINRA and firm guidelines including clearing of monitored list items
Excellent verbal and written communication skills; proven ability to communicate effectively; strong attention to detail
Ability to work effectively as part of a team, as well as independently, in a fast-paced environment
Review and approve analyst public appearances
Other duties as assigned

Qualification

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Supervisory AnalystSeries 16Series 7Series 63Series 86Series 87Series 24BlueMatrix

Required

Bachelor’s degree
1-3 years minimum Supervisory Analyst experience
Series 16 required. Series 7, 63, 86, 87, 24 a plus

Preferred

Familiarity with BlueMatrix a plus

Company

Piper Sandler

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Piper Sandler Companies (NYSE: PIPR) is a leading investment bank driven to help clients Realize the Power of Partnership®.

Funding

Current Stage
Late Stage

Leadership Team

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Chad Abraham
Chairman and Chief Executive Officer
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K
Katherine Clune
Chief Financial Officer
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Company data provided by crunchbase
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