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Kingswood U.S. ยท 2 days ago
Compliance Analyst
SD Metro Area
Full-time
Hybrid
Entry Level
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Hiring Manager
Mike Alsoraimi
Insider Connection @Kingswood U.S.
Responsibilities
Analyze and interpret regulations to ensure compliance with industry standards.
Conduct audits to assess the company's adherence to regulatory requirements.
Handle day-to-day tasks related to regulatory compliance.
Communicate compliance requirements effectively to internal stakeholders.
Work independently and collaboratively with the team.
Qualification
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Required
Knowledge of financial industry
Analytical skills to assess and interpret complex regulations
Excellent communication skills to effectively communicate compliance requirements
Attention to detail and ability to work with confidential information
Ability to work independently and collaboratively in a team
Preferred
Professional certification in compliance or related field
SIE exam, series 7 and Series 24 preferred or ability to obtain within 6 months
Company
Kingswood U.S.
Kingswood Group U.S.
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
Michael Nessim
CEO and Managing Partner
Company data provided by crunchbase
