44 applicants

Company

Original Job Post

Lead · 3 days ago

BaaS Compliance Analyst

United States

Full-time

Remote

Entry, Mid Level

$67K/yr - $94K/yr

1+ years exp

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Comp. & Benefits

Insider Connection @Lead

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Responsibilities

Work closely with the Head of Risk and Compliance, BaaS Regulatory Compliance Manager, other business lines, and Fintech partners to ensure consideration and accurate implementation of controls and processes necessary to meet regulatory compliance requirements

Maintain proficient knowledge of applicable federal and state laws, regulations and guidance, including, but not limited to, Reg E, TILA, ECOA, FCRA, SCRA/MLA, Reg CC, TISA, and other federal consumer protection legislation and regulations

Review business unit and Fintech partner policies and procedures for adherence to laws and regulations and recommends changes based on risks identified or changes in laws and regulations

Monitor compliance related Partner controls and key risk indicators to identify weaknesses, research issues, and makes recommendations for remediation where required

Assist the business unit/Fintech partner in the development of action plans and corrective action associated with monitoring/review findings, as necessary

Develop effective working relationships with department employees, other business units, and Fintech partners

Supportive resource to the business units for questions related to consumer protection laws and regulations

Demonstrate the values of Lead Bank and set a personal example for team members to follow

Qualification

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Banking experienceCommunicationProblem-solvingCuriosityCollaborationAutonomyGrowth mindset

Required

Minimum of 1-3 years’ banking experience

Have knowledge of applicable federal and state laws, regulations and guidance, including, but not limited to Reg E, TILA, ECOA, FCRA, SCRA/MLA, Regulation CC, TISA, and other federal consumer protection legislation and regulations

Demonstrate exceptional communication skills

Ability to make judgements based on information provided

Ability to work and complete tasks with minimal direct supervision

Eager to learn and achieve proficiency

Are curious, have humility, are open to learning and approach your work with a growth mindset

Thrive working in a fluid environment with high autonomy

Love to collaborate to get to the best, most efficient outcome

Embody the growth mindset and bring a self-driven and self-starter mentality to your work