Raymond James · 3 days ago
ERM Program Senior Manager
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BankingFinancial Services
Insider Connection @Raymond James
Responsibilities
Executes an effective program of continuous monitoring for assigned areas, including monitoring of key metrics to identify control issues and adverse trends.
Participates in and leads engagements from planning through reporting and produces quality deliverables in accordance with both department and professional standards.
Assists in the development and execution of risk assessment methodologies in accordance with internal standards, relevant government statutes and regulations.
Works with business process owners and internal/external auditors to evaluate control deficiencies and develop risk-based solutions to address concerns.
Builds and maintains key relationships with stakeholders while establishing a culture of engagement and assistance.
Analyzes complex problems, researches, and organizes solutions and effectively presents recommendations via written and verbal presentations to varied levels within the organization.
Interprets, applies, and recommends changes to organizational policies and procedures and stays up to date with evolving industry and regulatory changes impacting assigned business units.
May lead and mentor junior associates including planning, assigning and evaluation work product.
Performs other duties and responsibilities as assigned.
Qualification
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Required
Bachelor’s Degree and a minimum of eight (8) years of relevant experience in a financial services environment or experience in a related field
In-depth understanding of risk management practices and methodologies, including risk assessment and a solid understanding of internal control and mitigation strategy concepts
Specific subject matter expertise regarding best practices in enterprise risk management regulations, policies, programs and procedures
Experience in managing against deadlines associated with an annual project plan
Specific subject matter expertise regarding control disciplines and a solid business understanding of Financial Services products and services, especially those associated with area of assigned coverage
Planning, organizing, and conducting risk management reviews
Verbal and written communication skills, with the ability to present complex and sensitive issues to management in a persuasive manner
Enthusiastic, self-motivated, effective under pressure and willing to take personal risk and accountability
Preparing written reports and delivering oral presentations
Strong interpersonal skills for interfacing with all levels of internal and external stakeholders
Learning quickly, taking initiative, flexible and thinking strategically
Proven ability to multitask as well as assess and change priorities
Information sharing, supporting colleagues, and encouraging participation
Facilitate meetings, ensuring that all viewpoints, ideas, and problems are addressed
Incorporate needs, wants, and goals from different business unit perspectives into risk management engagements and recommendations
Motivate and persuade others to achieve desired outcomes without organizational authority
Interpret and apply policies to identify and recommend changes as appropriate
Organize, manage, and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment
Communicate effectively, both orally and in writing
Work independently in a leadership role in a team environment
Establish and maintain strong working relationships at all levels of the organization
Benefits
Discretionary Bonus
Company
Raymond James
Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.
Funding
Current Stage
Public CompanyTotal Funding
unknown1983-07-01IPO· nyse:RJF
Leadership Team
Recent News
2024-06-05
2024-06-05
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2024-05-28
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