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Company

Original Job Post

USAA · 2 days ago

Compliance and Operational Risk Testing Analyst Senior

Phoenix, AZ

Full-time

Hybrid

Senior Level

$99K/yr - $190K/yr

6+ years exp

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Responsibilities

Develops the steps needed to test and/or analyze compliance with complex policies/procedures and laws/regulations.

Conducts appropriate, independent testing to ensure operational risks and compliance requirements are adhered to. Prepares detailed and objective work papers to support conclusions.

Reviews issues and findings to provide effective challenge and quality of supporting documentation.

Performs complex qualitative analysis of data.

Identifies potential control weaknesses and makes recommendations to remediate issues.

Manages all aspects of a compliance and operational risk test from end to end.

Serves as a resource to team members on advanced issues.

Builds, develops, and maintains relationships with business and internal control partners (Audit, Risk & Compliance, Legal) to facilitate collaboration between all lines of defense for testing.

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

AuditRisk managementCompliance testingQuality assuranceData analysisTesting techniques excel word powerpointCommunicationProblem-solvingSLOD auditComplianceSQLProcess testingControl testingAdherence testingCISA certification

Required

Bachelor's degree OR 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree (10 years total experience).

6 or more years of proven experience (internal/external audit, operational risk/compliance testing, quality assurance).

Demonstrated experience interpreting and applying federal and state laws and regulations and guidance or operational risk principles/concepts.

Sophisticated knowledge of testing techniques and data analysis principles, as well as the ability to interpret subsequent results.

Demonstrated ability to communicate optimally at all levels of management.

Proficiency in Excel, Word, and PowerPoint.

Preferred

6+ years of SLOD audit, risk, and compliance experience.

Experience working with data requests and SQL.

Proven ability to drive standard process risk testing or auditing techniques (e.g., control testing/adherence testing).

Strong (oral and written) communication with partners/executive leadership, to provide effective reporting, planning, and training across the team.

Current Certified Information Systems Auditor (CISA).

Benefits

Comprehensive medical, dental, and vision plans

401(k)

Pension

Life insurance

Parental benefits

Adoption assistance

Paid time off program with paid holidays

16 paid volunteer hours

Various wellness programs

Career path planning

Continuing education

Company

USAA

Glassdoor

3.3

USAA is a financial services company.

Founded in 1922

San Antonio, Texas, USA

10,001+ employees

https://www.usaa.com

H1B Sponsorship

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Trends of Total Sponsorships

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2021 (29)