ACA Group · 2 days ago

Compliance Analyst

Pittsburgh, PA

Full-time

Hybrid

Entry, Mid Level

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AdviceBanking

Insider Connection @ACA Group

Discover valuable connections within the company who might provide insights and potential referrals, giving your job application an inside edge.

Responsibilities

Assist with various ACA service offerings including regulatory filings, anti-money laundering, and marketing review

Analyze clients’ books and records for potential regulatory issues

Draft reports summarizing ACA’s review and findings

Review policies and procedures of Registered Investment Advisers

Perform ad-hoc work to support ACA on various client and internal initiatives

Attend conferences, engage in public speaking, and participate in onsite client engagements

Qualification

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Microsoft OfficeAdobe AcrobatData analysisFinancial marketsInvestment advisorsFinancial productsCommunicationProblem-solvingProactiveLaw BackgroundBanking BackgroundWriting BackgroundHighly MotivatedGoal OrientedEffective CommunicationProblem SolvingAttention to Detail

Required

Bachelor’s degree

Proficiency with Microsoft Office applications, Adobe Acrobat, and the Internet

Strong oral and written communication skills

Strong data analytical skills with the ability to exercise discretion and make independent judgments on matters of significance for ACA and/or ACA clients

Proactive in own financial services compliance education and career development

Solid understanding of financial markets, financial products, investment advisors, and regulations

Ability to learn concepts and subject matter quickly and apply knowledge to client reviews