First Citizens Bank · 6 hours ago
Senior Manager First Line Risk Management - Control Assurance (Remote)
Raleigh, NC
Full-time
Remote
Senior Level, Lead/Staff
$106K/yr - $163K/yr
8+ years exp
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Responsibilities
Ensure that control testing activities adhere to the Enterprise Standard.
Manage the testing of IT control design and verify the operational efficiency of risk mitigation, monitoring, and reporting across the IT organization.
Provide control testing expertise in the IT domains of Architecture, Infrastructure, Operations, Governance, Management, and Development.
Identify opportunities for risk mitigation through control measures.
Offer suggestions for the implementation of automated and repeatable controls.
Establish strong relationships with the business owners, peer First Line Risk Managers, and Second Line of Defense.
Submit a report to the executive leadership that includes the results, recommendations, and progress of the control testing.
Ensure that control testing procedures and job aids are maintained.
Oversees the recruitment, training, and development of personnel.
Risk Activities - Ensures appropriate and effective collaboration between BU and Risk Management department. Provides BU risk considerations for business/strategic plans. Manages timely identification and escalation of risks and issues and consults with BU management surrounding key risk management issues, ensuring bank and regulatory alignment. Oversees issues management for the BU (corrective action, issue tracking, and reporting), including Risk Acceptance. Reviews and implements internal controls, ensuring control testing is in place and results are in line with Control Standards. Participates in risk identification and assessment processes and risk-related trainings.
Managerial Functions - Establishes and monitors expectations to achieve company and department goals. Makes recommendations on appropriate changes to team policies, procedures, and efficiencies to meet objectives. Manages the performance, training, and evaluation of assigned staff. Maximizes department achievements by providing professional development. Participates in mandatory risk training and educates BU personnel on key risk programs and topics.
Risk Oversight - Reviews BU Risk Reports that provide a comprehensive view of risks that impact the BU and clarify risks and control performance. Analyzes and summarizes trends in BU Risk Management, identifies Top and Emerging Risks and reports to BU Leadership. Manages the tracking and reporting of key indicators and limits to ensure timely escalation of breaches as required by the Risk Appetite Framework (RAF). Monitors and verifies the incorporation of Risk Limits into core BU processes.
Risk Governance - Participates in relevant risk governance group meetings utilizing strong understanding of the BU operations, risks, controls and related laws and regulatory guidance. Provides feedback and coordinates on relevant governance documents to support BU activities and manage risk. Implements program policies, standards, and procedures.
Qualification
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Required
Bachelor's Degree and 8 years of experience in Enterprise Risk or Operational Risk, Audit, or Compliance OR High School Diploma or GED and 12 years of experience in Enterprise Risk or Operational Risk, Audit, or Compliance
Knowledge of standard risk management or control frameworks such as COBIT, NIST ISO, FFIEC, and ITIL is required.
Knowledge of financial sector regulatory practices for a large financial institution.
5+ years of IT Control Testing experience.
5+ years’ people leadership experience. Oversee recruitment, training and development of personnel.
Advance written, verbal communication skills. Experience writing executive communications.
Preferred
Advanced Degree Preferred
Certifications: CISA, CRISC, CISSP, CIA certifications preferred.
Knowledge of FFIEC handbook is preferred.
Benefits
Comprehensive benefits program
Customized offerings, including those designed to support families
Company
First Citizens Bank
First Citizens Bank provides banking services, essential business and professional services, wealth management capabilities, and more.
10,001+ employees
H1B Sponsorship
First Citizens Bank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2022 (4)
Funding
Current Stage
Public CompanyTotal Funding
$33M2021-05-07Post Ipo Debt· $10M
2018-08-29Post Ipo Debt· $23M
1986-10-31IPO· undefined
Leadership Team
C
Craig Nix
Chief Financial Officer
E
Ed Willingham IV
Chief Operating Officer
Recent News
2024-10-31
2024-10-17
Company data provided by crunchbase
