PNC · 18 hours ago

Compliance Program Advisor Senior - Corporate & Institutional Banking

United States

Full-time

Remote

Senior Level, Lead/Staff

$80K/yr - $172K/yr

8+ years exp

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Responsibilities

Analyzing complex business processes and providing appropriate advisory support to executives and management

Identifying applicable compliance risks for new products and services

Assisting business units in designing appropriate mitigating controls for identified compliance risks

Developing, documenting, and conducting ongoing monitoring of third-party service providers, partners, and clients

Conducting compliance risk assessments for supported business units

Identifying compliance issues and guiding business partners through issue remediation

Assisting with regulatory exams, internal audits, and other third-party reviews

Reporting on compliance risk to senior management, committees, and working groups

Communicates effective compliance programs to identify and prevent illegal, unethical, or improper business practices

Serves as a trusted advisor to business leadership on compliance matters. Provides resolutions to manage and mitigate the identified risks

Works collaboratively with partners in the line of business, legal, audit and other risk disciplines across the organization

Proactively identify and raise compliance concerns as they relate to key business initiatives. Draws on industry knowledge related to current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and procedures to ensure alignment

Communicates and socializes compliance program objectives to senior business partners. Independently challenges analyses and formulates insightful recommendations

Reviews compliance reports to identify deeper issues and common themes. Escalates issues through proper governance channels as needed, and recommends corrective action plans

Mentors and coaches junior staff on report analysis techniques as applicable

Updates and implements new/enhanced reports in order to ensure timely and effective compliance with regulatory requirements

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Regulatory RequirementsRisk AssessmentsCommercial LendingTreasury ManagementOCC RegulationsCFPB RegulationsState RegulationsCompliance ReportingCustomer RiskRisk ControlAnti-money LaunderingFraud ManagementInternal ControlsFintech RelationshipsCRCM CertificationCERP CertificationCAMS Certification

Required

Bachelors (Required)

Industry relevant experience is typically 8+ years.

Specific certifications are often required.

In lieu of a degree, a comparable combination of education, job specific certification(s), and experience (including military service) may be considered.