Experior Financial Group ยท 10 hours ago
Compliance Administrator
United States
Full-time
Remote
Mid Level
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Responsibilities
Plan, implement, and oversee processes designed to mitigate risk.
Assist with developing, and implementing, the company's compliance program.
Coordinate with regulators to ensure that policies are current and properly maintained.
Draft and update company compliance policies and communications.
Schedule and assist with preparing mandatory training sessions for agents and head office staff.
Investigate and evaluate situations to ensure adherence to both company policies and state regulations.
Qualification
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Required
Experience in a Compliance role at a Carrier or IMO required.
Exceptional verbal and written communication skills.
Ability to manage stressful situations with a positive, proactive attitude.
Dependable, trustworthy, and committed to following established guidelines and procedures.
Excellent time management and organizational skills.
Proficient in Office 365 with strong computer skills.
Outstanding analytical abilities and attention to detail.
Capable of thriving under tight deadlines and managing multiple priorities.
Friendly and effective in delivering challenging information via phone and email.
Demonstrated initiative and problem-solving skills.
Adaptable, open to constructive criticism, and able to work well under pressure.
Preferred
Strong knowledge of NAILBA, NAIC, state financial services regulations, and privacy laws is an asset.
Familiarity with financial regulations, agent/producer licensing, and compliant sales practices in other states is beneficial.
Bilingual in Spanish is a significant asset; willingness to learn Spanish is also considered a strong advantage.
Benefits
Work-life balance with paid vacation and sick days
Comprehensive medical, dental, and vision benefits
Career growth and development opportunities
Diverse teamwork environment.
On-site parking and weekly grocery orders (on-site only)
Straight day shifts with no weekends
Company events and celebrations
Tuition reimbursement
Company-provided equipment
Company
Experior Financial Group
Experior Financial Group offers brokerage, insurance, investment solutions, and other financial services.
Founded in 2014
11-50 employees
Funding
Current Stage
Early StageLeadership Team
Debra F. Davis
CEO of Rise Ujamaa Inc.
Mr. Lekol Elijah Pie MBA
EXECUTIVE DIRECTOR @ EXPERIOR FINANCIAL GROUP
Recent News
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