86 applicants

Company

SoFi · 5 hours ago

Compliance and Risk Specialist

United States

Full-time

Remote

Mid, Senior Level

$102K/yr - $192K/yr

5+ years exp

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Financial ServicesFinTech

H1B Sponsor Likely

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Responsibilities

Ensuring that policies and processes are compliant, appropriate, competitive, and consistent with Management’s risk appetite and strategy.

Assisting the Compliance Officer with risk assessments, new product and activity reviews, third party oversight, control effectiveness evaluations, and issue validations, with a keen eye on regulatory impact.

Monitoring business activities to identify regulatory risks to which the organization is exposed and working with the business and other support functions to implement measures to prevent, eliminate, or mitigate those risks.

Leading or participating in projects designed to address regulatory compliance requirements.

Providing specialist knowledge to business teams on Compliance matters to ensure a culture of compliance and partnership.

Responsible for the review of complaints to identify regulatory exceptions and process improvements.

Ensuring that all tasks are carried out with a high degree of professionalism and ethics.

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

ComplianceConsumer finance regulationsAuditGovernanceUDAAPFCRAECOATILAEFTAHigh ethical standardsInsurance agency knowledgeLead generation knowledgeSmall business finance regulations

Required

BA/BS Degree or equivalent combination of education and experience required.

Minimum of five (5) to seven (7) years’ experience working in compliance, audit or other governance functions within a deep working knowledge of consumer finance protection regulations, including but not limited to UDAAP, FCRA, ECOA, TILA, EFTA.

Excellent analytical skills, sound judgment, and creative problem solving ability: detail-oriented, ability to analyze complex laws and regulations, grasp new concepts quickly, and synthesize complex information or ambiguity effectively.

Exceptional verbal and written communication and time management skills. Ability to communicate complicated issues clearly and simply to timely present clear and actionable choices and recommendations;

Ability to interact with all levels of management and cross-functional partners in a collaborative and respectful manner.

High ethical standards; ability to maintain confidentiality

Preferred

Additional knowledge and experience in insurance agency, lead generation, and small business finance regulations are preferred.

Company

SoFi

Glassdoor

3.6

SoFi is a finance company that offers a range of lending and wealth management services.

Founded in 2011

San Francisco, California, USA

1,001-5,000 employees

http://www.sofi.com

H1B Sponsorship

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Trends of Total Sponsorships

2023 (96)

2022 (121)

2021 (94)

2020 (41)