TD · 1 day ago

Audit Manager I - Consumer Compliance

Mount Laurel, NJ

Full-time

Remote

Mid, Senior Level

$75K/yr - $113K/yr

5+ years exp

Maximize your interview chances

BankingFinance

Insider Connection @TD

Discover valuable connections within the company who might provide insights and potential referrals.
Get 3x more responses when you reach out via email instead of LinkedIn.

Responsibilities

Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and drafting audit report

Responsible for time and staffing budgets for upcoming audits

Responsible for planning of audits

Responsible for contact with management regarding audit scope, status, and findings

Works at direction of Audit Manager

May perform testing procedures for more critical areas of audits

Provides on-the-job training for staff

Supervises findings follow up tasks with management and audit staff

Is a subject matter expert in at least one area of discipline

Works independently but receives assistance/coaching from the audit manager

May be Auditor in Charge on an Audit

May participate and/or lead assigned special projects

Provides feedback on staff performance on an audit project basis

Assists in providing feedback on completion of staff evaluations

Updates, revises, and improves existing audit procedures and programs

Adds value through consultative interactions with business line management

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Audit experienceAudit principlesCoaching skillsBanking regulationsPC skillsCRCM certificationConsumer Regulatory experienceTeam workingRelationship building