KeyBank · 1 day ago

Sr. Compliance Associate – Financial Crimes Governance Risk Assessment and Risk Controls

Remote, United States

Full-time

Remote

Entry, Mid Level

$70K/yr - $80K/yr

2+ years exp

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Responsibilities

Organize annual refresh of risk assessment documentation

Utilize open-source research to identify relevant enforcement actions, regulatory focus, and industry trending related to AML/BSA and OFAC topics

Intimate knowledge of AML/BSA and OFAC risks to provide insights into observed trends, regulatory focus, and/or emerging risks

Utilize internal risk and compliance software to source findings and controls applicable to risk assessment components and/or lines of business

Filter internal dashboards to source quantitative Risk Assessment data to complete annual refresh

Identify outliers, anomalies, and trending within the data and conduct high-level research

Strong attention to detail and ability to review large documents; focusing on detail while retaining the big picture

Remain thorough and organized while completing inter-related components of large documents

Cultivate relationships with risk and line of business peers to facilitate research, cooperation, and reporting

Knowledge of Enterprise Risk and Control Self-Assessment (RCSA) processes, procedures, and guidelines

Experience in designing and documenting risks and controls in the GRC system

Experience in performing control design and operating assessments or comparable testing, in compliance with Enterprise Risk Management requirements

Issues management knowledge, including finding identification, drafting / entering findings and remediation plans in GRC, oversight of remediation and verification of remediation

Qualification

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AML/BSA knowledgeOFAC knowledgeRisk AssessmentGRC system experienceIssues ManagementControl Self-AssessmentRelationship management

Required

Bachelor’s Degree required; substantial industry experience may be substituted for a Bachelor’s degree; CRCM preferred.

2-3 years of experience as a financial services compliance professional, audit, bank regulator or other comparable experience.

Strong knowledge of AML/BSA and OFAC regulations and requirements. Strong working knowledge of internal controls, risk assessments, issues management, and risk control and self-assessment processes.

Strong relationship management and leadership skills. Proven ability to work in a team environment.

Sound decision-making skills; able to make decisions independently and quickly.

Solid written and oral communication skills and the ability to communicate up and across the organization.

Strong research skills coupled with strong problem solving/analytical skills.

Strong attention to detail.