49 applicants

Company

Edward Jones · 16 hours ago

Field Supervision Officer II

USA

Full-time

Remote

Entry, Mid Level

$52K/yr - $86K/yr

1+ years exp

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H1B Sponsor Likely

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Responsibilities

Review of non-supervisory and basic supervisory client and branch activity to identify fraudulent or manipulative activity.

Review of electronic communication for branch teams and home office associates.

Verify account information and accuracy through contacts with our clients and branch teams.

Identify supervisory issues, trends, and potential concerns in branch activity and effectively communicate them to clients, Financial Advisors, and home office associates.

Develop and deliver training, coaching and feedback.

Qualification

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Series 7 licenseSeries 9 licenseSeries 10 licenseSeries 24 licenseSeries 66 licenseInsurance licenseCompliance experienceIndustry experience

Required

Series 7 license that is currently active and has been held a minimum of one year

Must obtain Series 9, 10, 24, and 66 within 4 months of hire

Preferred

Insurance license is preferred

General understanding of compliance or industry experience is preferred

One to two years of compliance experience is preferred

Bachelor's degree or equivalent experience is preferred, but not required

Benefits

Rewards program that promotes a long-term career, financial security and well-being

Benefits, bonuses and profit sharing

Company

Edward Jones

Glassdoor

3.7

Edward Jones provides personalized investment advisory, brokerage, and management services.

Founded in 1922

St Louis, Missouri, USA

10,001+ employees

https://www.edwardjones.com

H1B Sponsorship

Edward Jones has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2021 (7)

2020 (2)