Manager, AML & Financial Crimes @ Raymond James | Jobright.ai
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Manager, AML & Financial Crimes jobs in United States
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Raymond James · 1 week ago

Manager, AML & Financial Crimes

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Responsibilities

Lead AML governance processes, including enterprise training programs, risk assessments, and governance deliverables, while ensuring alignment with FinCEN’s AML Effectiveness Rule.
Develop and implement metrics (KRIs/KPIs) to measure program health, enhance decision-making, and improve transparency.
Oversee the detection, escalation, and reporting of suspicious activities while providing solutions for mitigating risks.
Manage regulatory submissions, audit responses, and inquiries, ensuring timely and accurate deliverables.
Lead special projects to proactively enhance AML governance, such as mapping controls to the RJF List of Red Flags, revising record retention schedules, and assessing vendor solutions for country risk scoring.
Administer policies and procedures to ensure compliance with regulations related to money laundering included in the US PATRIOT Act.
Administer enterprise reporting processes, including KRI tracking and executive program health summaries.
Contribute to various AML training modules and communications by providing material on timely subjects, incidents, and other relevant topics as necessary.
Prepare and present comprehensive reports to senior leadership, providing data-driven insights and recommendations.
Collaborate with cross-functional teams to identify, monitor, and report on emerging risks and trends in AML and financial crimes.
Perform other duties and responsibilities as assigned.

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

AML governanceRisk assessment frameworksUS PATRIOT ActCompliance monitoringFinancial crimes governanceData analysisACAMS certificationTeam supervisionOffice software proficiency

Required

Bachelor’s Degree (B.A.) from a four-year college or university in a related field and a minimum of 6 years’ experience in compliance in the securities or banking industry with a focus in anti-money laundering activities.
Advanced knowledge of concepts, practices, and procedures of the securities industry and/or banking compliance reviews.
Advanced knowledge of AML and financial crimes governance, including risk assessment frameworks and FinCEN’s AML Effectiveness Rule.
Advanced knowledge of rules and regulations of the US PATRIOT Act and other applicable laws governing financial crimes.
Advanced knowledge of principles of banking, finance, and securities industry operations.
Advanced knowledge of financial products, markets, and services relevant to AML compliance.
Skill in developing and executing AML governance processes, including KRIs/KPIs, enterprise training programs, and compliance monitoring.
Skill in administering AML policies and procedures to detect, report, and mitigate suspicious activity.
Skill in analyzing activity documentation to identify irregular transactions and compliance risks.
Skill in preparing written reports, presentations, and other deliverables for senior leadership and regulatory bodies.
Skill in investigating compliance issues and irregularities, including mapping controls to red flags.
Skill in using standard office software and required tools for compliance monitoring and reporting.
Ability to supervise, coach, and mentor AML professionals, fostering a collaborative and high-performing team environment.
Ability to gather and analyze data, identify trends, and apply findings to enhance AML governance processes.
Ability to manage multiple tasks concurrently while meeting deadlines in a fast-paced, dynamic environment.
Ability to communicate effectively both orally and in writing to diverse audiences, including stakeholders and regulators.
Ability to work independently and collaboratively, balancing strategic priorities and operational needs.
Ability to provide exceptional attention to detail, ensuring high accuracy in compliance reporting and governance documentation.
Ability to establish and maintain effective working relationships across all levels of the organization.
Ability to maintain confidentiality.

Preferred

ACAMS preferred.

Benefits

Eligible for Discretionary Bonus

Company

Raymond James

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Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.

Funding

Current Stage
Public Company
Total Funding
unknown
1983-07-01IPO

Leadership Team

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Paul Allison
Chairman, President and Chief Executive Officer
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Tash Elwyn
President and CEO
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Company data provided by crunchbase
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