RSM US LLP · 9 hours ago
Senior Manager, Audit Quality Risk Management (AQRM)
Chicago, IL
Full-time
Remote
Senior Level, Lead/Staff
$105K/yr - $178K/yr
8+ years exp
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Responsibilities
Lead and oversee the Engagement level monitoring/internal monitoring program and will ensure that the organization’s internal monitoring practices align with the firm’s own, global, and regulatory requirements
Lead and oversee some monitoring related to the firm’s System of Quality Management (SOQM) and its implementation of CSQM1/ISQM1. More specifically, this position will liase between with engagement level monitoring and assist the SOQM evaluation team in evaluating the firm’s SOQM
Plan and assist with the inspection of the firm by its regulatory bodies, including but not limited to CPAB, PCAOB, CPA Provincial bodies, and CIRO. This will require assessing root causes of findings and developing and implementing risk management/action plans in support for any necessary remediations of regulatory requirements
Coach and support engagement teams going through external file inspections
Work closely with other members of AQRM and assist with the annual evaluation of the System of Quality Management to determine if it is achieving its objectives while aligning to the Quality standards with continuous improvements
Lead and contribute to the performance of Root Cause Analysis on audit quality issues identified through annual evaluation, regulatory reviews, internal monitoring and other monitoring programs and activities of the firm while Execution of formal functional monitoring activities
Prepare and present status updates for leadership and communications for senior executives related to regulatory inspection audit quality matters
Manage other various assignments that arise through incident response or Global executive office and regulatory compliance
Participate in various quality initiatives including coaching Engagement Leaders and Teams on selected audit quality topics to assist in improving Quality objectives
Develop and deliver continuing professional education courses
Perform other monitoring and quality initiatives as directed by the Quality Control Inquiry Committee, ORM Leader, and/or Audit Quality and Risk Leader
Perform other ad hoc projects, as required
Qualification
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Required
Bachelor’s degree
Active CPA license in good standing in principal place of business
A minimum of 8 years’ of post qualification experience
Working knowledge of CAS, IFRS and ASPE
Strong oral and written communications skills
Robust performance history and demonstration of excellence
Strong interpersonal skills and ability to adapt quickly to change in a professional services firm and regulatory environment
Ability to communicate information clearly and concisely, verbally, and orally to diverse audiences across the firm and to outside professional contacts
Ability to develop and maintain applicable professional and internal contacts, resources, and networks
Ability to maintain confidentiality and discretion with respect to internal information
Exhibit high attention to detail and strong proofreading skills
Occasional business travel within Canada will be required
Demonstrate strong leadership skills, including the ability to guide, mentor and develop team members
Strong analytical, organizational, and planning skills for multiple and or complex projects
Collaborates with all levels to achieve results
Excellent verbal and written communication skills and the ability to generate high quality deliverables
Ability to work independently and collaboratively
Preferred
CPAB or CPA Provincial institute or PCAOB inspection experience
Experience with audit tools such Caseware, Idea, Data Snipper, Alteryx or other similar tools
Ability to respond positively to changing circumstances, seek and implement change to drive business improvement
Experience auditing internal controls in a large professional services firm or similar environment would be an asset
Ability to supervise, direct, and review the results of inspections, projects, and assignments
Ability to lead by understanding team dynamics
Ability to support, affect, and implement change
Benefits
Flexibility in your schedule
Discretionary bonus based on firm and individual performance
Company
RSM US LLP
RSM is the leading provider of assurance, tax and consulting services to the middle market. With over 13,000 professionals across the U.S.
10,001+ employees
H1B Sponsorship
RSM US LLP has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2023 (47)
2022 (96)
2021 (94)
2020 (90)
Funding
Current Stage
Late StageLeadership Team
Aaron Bhatti
Executive
Bill Kracunas
Principal and National Leader of Strategy and Management Consulting
Recent News
2024-10-10
2024-05-28
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