PNC · 8 hours ago
Compliance Program Specialist Senior - Tempus Technologies
United States
Full-time
Remote
Mid, Senior Level
$55K/yr - $98K/yr
3+ years exp
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Responsibilities
Supports in the establishment of monitoring thresholds / parameters by analyzing merchant transaction data.
Prepares and maintains appropriate documentation of investigation performed using standard case management tools.
Works with internal stakeholders on matters related to fraud/illegal/non-compliant activities where appropriate.
Drives continuous improvement by evaluating the effectiveness of new risk management processes and suggesting enhancements based on data-driven insights.
Plans the execution of compliance programs to prevent illegal, unethical, or improper business practices. Develops ability to constructively challenge conclusions/status quo.
Supports key business initiatives by analyzing data to identify compliance risks. Assists in providing resolutions to manage and mitigate the identified risks. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as marketing materials, sales programs, product development, documentation review and other business initiatives.
Assesses activity for existing and emerging risks. Evaluates the materiality of the risks identified. Researches current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and procedures to ensure alignment.
Manages the compliance monitoring program and reviews activity to ensure it falls within established risk control limits. Leads the execution of the Compliance program objectives for assigned area, products/services, and applicable regulations. Communicates and socializes compliance program objectives to business partners. Independently challenges analyses and formulates recommendations.
Edits compliance reports. Analyzes the reports to identify deeper issues, escalates through proper governance channels as needed, and recommends corrective action plans. Assists in updating or implementing new/enhanced reports in order to ensure timely and effective compliance with regulatory requirements.
Qualification
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Required
University / college degree
3+ years of relevant / direct industry experience
Ability to constructively challenge conclusions/status quo
Ability to analyze data to identify compliance risks
Ability to assess activity for existing and emerging risks
Ability to research current laws, rules, and other regulatory requirements
Ability to manage the compliance monitoring program
Ability to communicate and socialize compliance program objectives to business partners
Ability to edit compliance reports and analyze them to identify deeper issues
Customer Focused - Knowledgeable of the values and practices that align customer needs and satisfaction
Managing Risk - Assessing and effectively managing all of the risks associated with their business objectives and activities
Preferred
Compliance Reporting
Customer Risk
Decision Making
Regulatory Requirements
Risk Assessments
Risk Control
Strategic Objectives
Benefits
Medical/prescription drug coverage (with a Health Savings Account feature)
Dental and vision options
Employee and spouse/child life insurance
Short and long-term disability protection
401(k) with PNC match
Pension and stock purchase plans
Dependent care reimbursement account
Back-up child/elder care
Adoption, surrogacy, and doula reimbursement
Educational assistance, including select programs fully paid
A robust wellness program with financial incentives
Maternity and/or parental leave
Up to 11 paid holidays each year
8 occasional absence days each year, unless otherwise required by law
Between 15 to 25 vacation days each year, depending on career level and years of service
Company
PNC
PNC is a financial service company providing bank deposits products and services to its community.
10,001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1975-11-17IPO· undefined
Leadership Team
William Demchak
CEO, President and Director
Keith Hayes
Senior Vice President , PNC Aviation Finance
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