160 applicants

Company

Cash App · 8 hours ago

Brokerage Operations Trading Specialist

San Francisco Bay Area

Full-time

Remote

Mid Level

$92K/yr - $138K/yr

4+ years exp

Maximize your interview chances

BitcoinCryptocurrency

Comp. & Benefits

H1B Sponsor Likely

Insider Connection @Cash App

Discover valuable connections within the company who might provide insights and potential referrals.
Get 3x more responses when you reach out via email instead of LinkedIn.

Responsibilities

Lead and support key Trading Operations functions such as Best Execution, Consolidated Audit Trail Reporting, Corporate Actions, and Net Settlement Reconciliation.

Assess risk and process trade error corrections involving multiple retail client accounts and securities.

Manage broker-dealer error account liquidations and books and record keeping.

Investigate daily position breaks and remediate those breaks in coordination with the clearing firm.

Support the Front and Back Office by conducting trade related research as needed.

Manage remediation for trading related issues.

Assist in fulfilling Trading related Compliance requests.

Create and maintain documents including but not limited to policies, standards, and operating procedures.

Ensuring compliance with key requirements under relevant regulations (e.g., SEC/FINRA).

Understanding of clearing broker-dealer execution and routing practices for equity and ETF securities.

Complete daily brokerage operations tasks in line with firm written supervisory procedures and operational processes.

Identify areas of improvement and collaborate with engineering, support, and product teams to facilitate improvements and increase efficiency.

Collaborate with lead, peers, and cross functional teams to identify areas of opportunity and risks.

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Brokerage OperationsTrade ExecutionCorporate ActionsSettlement ReconciliationSEC/FINRA ComplianceFINRA SeriesFINRA Series 63Data Analytics ToolsLookerTableauFINRA Series 24

Required

4+ years of financial services experience, with hands-on knowledge in key brokerage operations functions such as Trading, Settlements, and Corporate Actions.

Strong understanding and adherence to SEC/FINRA regulatory and compliance standards.

Exceptional organizational skills with a meticulous eye for detail.

Collaborative mindset: a team player who proactively supports colleagues and contributes to shared goals.

Adaptability in navigating highly cross functional, collaborative and/or ambiguous environments.

Clear and effective communication: excellent verbal and written skills.

Genuine passion for economic empowerment and serving underserved communities.

FINRA Licenses: Series 7 & 63

Bonus: Series 24

Preferred

Proficiency in data analytics tools like Looker, Tableau, or similar platforms

Company

Cash App

Glassdoor

3.9

Cash App is a mobile payment service that allows users to send, receive, and store money. It is a sub-organization of Block, Inc..

Founded in 2013

San Francisco, California, USA

1001-5000 employees

https://cash.app/

H1B Sponsorship

Cash App has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2023 (172)

2022 (350)

2021 (22)