Osaic · 5 days ago
Financial Advisor
Grimes, IA
Full-time
Onsite
Entry, Mid Level
2+ years exp
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Responsibilities
Responsible for developing, prospecting, and managing a portfolio of financial services and meeting or exceeding production goals.
Provide first class customer service to clients including interviewing customers to obtain financial background and goals, analyzing financial data, advising on current financial issues, making recommendations, preparing sound financial plans to ensure clients meet their goals, and selling financial services to customers.
Build relationships across banking, financial, and insurance services and refer opportunities to clients; including developing and conducting investment seminars.
Process all customer transactions accurately and within compliance and maintain a record of all transactions processed by means of the control measures required by the company i.e.; daily blotter, correcting transactions that are inaccurate or missing information, and knowing what has been processed and the status of each trade.
Maintain a working knowledge of regulatory, economic factors, and banking services; follow all processes and procedures to ensure regulatory compliance, maintain Financial Services philosophies, and complete on-going training on operational issues and continuing education.
Qualification
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Required
Bachelor’s degree in Business, Finance or related field. Will consider four years financial sales or related experience (investment, insurance or banking) in lieu of a degree.
Two plus years of financial sales or related experience.
Series 7, 63, & 65, SEC/FINRA licenses required or the ability to obtain within 90 days of employment.
Commitment to the bank mission and willingness to promote the values of the organization.
Excellent organizational and time management skills.
Proficient computer skills including Microsoft Office.
Proven ability to analyze financial information and comply with regulations.
Proven ability to make good financial recommendations to clients.
Strong verbal and written communication skills.
Attention to detail and strong math skills.
Strong interpersonal skills and ethics; ability to relate to and interact with people in a friendly, professional manner.
Company
Osaic
Osaic provides the support, resources, and community designed for the future of wealth management.
1001-5000 employees
H1B Sponsorship
Osaic has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2023 (1)
Funding
Current Stage
Late StageLeadership Team
Kristy Britt
CFO
Recent News
2024-12-17
2024-12-16
2024-11-29
Company data provided by crunchbase
