Wipfli · 1 day ago
Senior Compliance Consultant
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Responsibilities
Provide pro-active and on-going consultation regarding regulatory compliance risk assessment, remediation, monitoring, research, interpretation, change management, education, and board and management reporting
Work collaboratively with compliance department, business line, and functional partners to ensure effective execution of the financial institution’s regulatory compliance program
Provide compliance expertise and potential solutions to identify gaps and associated risks as applicable to financial service clients
Present information in a concise and effective manner to the board of directors, audit or supervisory committee, management, and business lines.
Conduct routine regulatory compliance monitoring and assessments
Qualification
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Required
Bachelor’s degree
Five+ years of experience in banking/ financial institutions or related field, with two+ years of compliance experience
Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management
Ability to research independently and interpret compliance regulation to provide guidance
Strong analytical skills with high attention to detail and accuracy
Preferred
CRCM or other certification
Benefits
8 health plan options (both HMO & PPO plans)
Dental and vision coverage
Opportunity to enroll in HSA with potential Firm contribution
Employee Assistance Program
Firm-sponsored basic life and short and long-term disability coverage
401(k) savings plan & profit share
Firm matching contribution
Well-being incentive
Education & certification assistance
Flexible time off
Family care leave
Parental leave
Family formation benefits
Cell phone reimbursement
Travel rewards
Critical illness & accident insurance
Hospital indemnity insurance
Legal
Long-term care
Pet insurance
ID theft protection
Supplemental life/AD&D
Company
Wipfli
Always advancing. Always progressing. From curiosity to clarity to results. That’s Wipfli.
H1B Sponsorship
Wipfli has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2023 (4)
2022 (6)
2021 (7)
2020 (6)
Funding
Current Stage
Late StageLeadership Team
Recent News
The Business Journals
2024-05-21
Company data provided by crunchbase