49 applicants

Company

NewtekOne (NASDAQ: NEWT) · 1 day ago

Senior Analyst, Risk & Governance

New Hyde Park, NY

Full-time

Remote

Mid, Senior Level

$100K/yr - $120K/yr

3+ years exp

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Responsibilities

Conduct thorough risk assessments across various business functions.

Identify potential risks, both internal and external, that could impact the organization.

Develop risk mitigation strategies and action plans

Collaborate with relevant stakeholders to implement risk mitigating controls which ensure compliance with all relevant regulatory requirements (SOX, OCC, and FRB)

Create and update risk management policies, procedures, and guidelines.

Ensure that these policy align with industry/regulatory standards, legal requirements, and organizational objectives.

Communicate policies to employees and provide training on risk related matters.

Prepare risk reports for senior management and the Risk Committee

Present findings, trends, and recommendations related to risk exposure.

Foster open communication channels to discuss risk-related issues across the organization.

Collaborate with legal, finance, lending, operations, and other departments to ensure a holistic approach to all key risk frameworks (ERM, MRM, TPRM, and ORM)

Engage with external stakeholders, such as external/internal auditors, and industry peers to stay informed about best practices and emerging risks.

Qualification

Find out how your skills align with this job's requirements. If anything seems off, you can easily click on the tags to select or unselect skills to reflect your actual expertise.

Risk AssessmentSOX ComplianceOCC RegulationsFRB RegulationsData AnalyticsRisk ManagementPolicy DevelopmentVenminderTandemWorkivaCPACISACIA

Required

At least three (3) years of experience in adopting, maintaining, and reviewing internal controls related to governance, compliance, quality audits, or risk management programs.

Familiarity with OCC, FRB, and SOX regulations.

Analytical Thinking: Risk Analysts must analyze complex data, assess probabilities, and make informed decisions.

Business Acumen: Understanding the organization's industry, operations, and strategic goals is crucial.

Legal and Regulatory Knowledge: Familiarity with OCC and FRB laws and regulations and SOX compliance standards.

Communication Skills: Effective communication with diverse stakeholders is essential.

Leadership and Influence: Ability to drive risk management initiatives and influence decision-makers.

Adaptability: The risk landscape evolves, so adaptability is key.

Preferred

Public Accounting experience within the banking industry.

Experience with Venminder, Tandem, and Workiva.

Having certifications such as CPA (Certified Public Accountant), CISA (Certified Information Systems Auditor), and CIA (Certified Internal Auditor) can be beneficial.