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Aspida · 1 day ago

VP, Chief Global Compliance Officer

Durham, NC

Full-time

Hybrid

Senior Level, Lead/Staff

10+ years exp

Aspida is a tech-driven insurance carrier focused on innovative retirement solutions. They are seeking a highly experienced Global Chief Compliance Officer to lead their compliance program, ensuring adherence to laws and regulations across multiple jurisdictions, and fostering a culture of compliance within the organization.

FinanceFinancial ServicesInsurance

Growth Opportunities

Responsibilities

Develop, implement, and maintain a comprehensive global compliance program encompassing all relevant regulatory requirements in Bermuda, the Cayman Islands, and the United States

Provide strategic advice and guidance to senior management and the Board of Directors on compliance matters

Provide strategic guidance and leadership to the global compliance team, setting goals, priorities, and performance standards

Oversee the development and delivery of compliance training programs for employees at all levels

Conduct regular compliance risk assessments and implement appropriate controls to mitigate identified risks

Monitor and stay abreast of changes in global regulations and industry best practices, adapting the compliance program as needed

Collaborate with risk, internal audit, and other relevant departments to ensure alignment and effectiveness of compliance efforts

Manage investigations into potential compliance violations and implement corrective actions

Foster a strong culture of compliance and ethics throughout the organization

Liaise with regulatory bodies in Bermuda, the Cayman Islands, and the United States, and provide strategic direction on the Company’s regulatory engagement

Oversee policies and procedures related to anti-money laundering (AML), anti-bribery and corruption (ABC), data privacy, and other relevant areas

Collaborate with other departments, including Legal, Risk Management, and Internal Audit, to ensure a coordinated approach to compliance

Oversee and manage compliance-related budgets and resources

Qualification

Senior compliance experienceRegulatory knowledgeCompliance program developmentAnalytical skillsLeadership skillsCommunication skillsCAMS certificationData privacy knowledgeSEC & FINRAInternational regulatory experienceTeamworkPresentation skillsProblem-solving skills

Required

Minimum of 10 years of experience in a senior compliance role within the insurance or reinsurance industry

Juris Doctor (JD) or equivalent legal qualification from an accredited institution

Demonstrated knowledge of regulatory requirements in the United States, particularly those related to insurance and reinsurance

Experience with SEC & FINRA requirements for registered products

Experience developing and implementing compliance programs across multiple jurisdictions/regulatory frameworks

Strong leadership and management skills, with the ability to motivate and guide a team of professionals

Excellent communication, interpersonal, and presentation skills

Ability to work independently and as part of a team

Strong analytical and problem-solving skills

Preferred

Certified Anti-Money Laundering Specialist (CAMS) certification preferred

Experience with regulatory examinations and inquiries preferred

Knowledge of data privacy regulations, such as GDPR and CCP preferred

Experience working with international regulatory bodies preferred

Benefits

Long-Term Incentive Plan

Full Benefits Package Available

Company

Aspida

We’re Aspida – a tech-leading, agile insurance company that provides life and annuity solutions with speed, simplicity, and security to enhance well-planned retirement and wealth management strategies.

Founded in 2015

Durham, North Carolina, USA

51-200 employees