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Arrow Search Partners · 2 weeks ago

Internal Controls Senior Associate

Stamford, CT

Full-time

Onsite

Senior Level

$150K/yr - $190K/yr

6+ years exp

Arrow Search Partners is representing a leading asset manager within the digital assets industry that offers a variety of public and private investment products. The Senior Associate will help manage the continued development, implementation, and maintenance of the company’s risk-based controls in compliance with the Sarbanes-Oxley Act.

Human ResourcesRecruitingStaffing Agency

Responsibilities

Participate in the development and implementation of risk assessment and documentation of customer-user-entity-controls for key vendor’s SOC Reports

Develop and maintain internal controls function and internal control concepts including the SOX 404 and COSO internal control frameworks

Develop test plans and coordinate the performance of an internal controls testing program

Assist in the preparation and delivery of internal controls results testing to the audit committee

Continually monitor and update the assessment of the control environment keeping abreast of significant control issues and developments

Identify and design anti-fraud criteria and controls

Review finance department business processes and suggest improvements

Qualification

Internal controlsAuditing practicesFinancial controlsOperational controlsSarbanes-Oxley ActCOSO frameworkRegistered Investment AdvisorBroker-dealer experienceAsset management experience